RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• T••••• T••••
- C•••••••• C•••••• state registered currentsince May 23, 2016 · Scarborough, Me
- R••••• W• B•••• • C•• I••••••••• mixed wealthJul 29, 2014 to May 11, 2016 · Cedar Rapids, Ia
- M••• W••••• M••••••••• L•• unclassifiedDec 12, 2012 to Jul 29, 2014 · Hiawatha, Ia
- R••••••••• formerJun 26, 2012 to Nov 9, 2012 · Morristown, Nj
- R••••• W• B•••• • C•• I••••••••• to C•••••••• C••••••left May 11, 2016, registered May 23, 2016 (12 days) · Other
- M••• W••••• M••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Jul 29, 2014, registered Jul 29, 2014 (0 days) · Other
- R••••••••• to M••• W••••• M••••••••• L••left Nov 9, 2012, registered Dec 12, 2012 (33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address