DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• F•••••••• G•••• L••
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• F•••••••• G•••• L•• | Independent wealth | Jun 22, 2025 | n/a | yes | RICHMOND, VA | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | May 23, 2016 | Jun 16, 2025 | no | GLEN ALLEN, VA|RICHMOND, VA|AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | J••• F•••••••• G•••• L•• | Jun 16, 2025 | Jun 22, 2025 | 6 | Firm change | Ibd to new firm |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | May 23, 2016 | May 23, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:336362:TX:2025-06-16 | Jun 16, 2025 | Jun 22, 2025 | AUSTIN, TX | Firm change |
| 42046:283330:TX:2016-05-09 | May 23, 2016 | May 23, 2016 | AUSTIN, TX | Firm change |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | May 2, 2016 | May 23, 2016 | no | GLEN ALLEN, VA|Richmond, VA|AUSTIN, TX | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 7, 2016 | Apr 18, 2016 | no | MECHANICSVILLE, VA | Previous registration |
| M•• S••••••••• I••• | n/a | Mar 6, 2013 | Dec 23, 2015 | no | ANNAPOLIS, MD|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|ARLINGTON, VA|WASHINGTON, DC|WASHINGTON, DC|ALEXANDRIA, VA|ALEXANDRIA, VA|WASHINGTON, DC|WASHINGTON, DC|MCLEAN, VA|Leesburg, VA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 6, 2011 | Feb 19, 2013 | no | WASHINGTON, DC | Previous registration |
| 0 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | N•• A•••••• S•••••••• L•• | Apr 18, 2016 | May 2, 2016 | 14 | Firm change | Other |
| M•• S••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 23, 2015 | Jan 7, 2016 | 15 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M•• S••••••••• I••• | Feb 19, 2013 | Mar 6, 2013 | 15 | Firm change | Other |