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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

BRIAN THOMAS MCCONNELL

Advisor at THE AMERIFLEX GROUP

LAS VEGAS, NV | Lone Tree, CO

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Search this name across graphsid dfx:ria:c67c9b66-9a94-18fb-2ce3-845b4bb280b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE AMERIFLEX GROUP
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 19, 2006
First registration: Apr 21, 2006
Dual registered: yes, broker-dealer
Other names: BRIAN T. MCCONNELL
IAPD individual key: 4999458

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE AMERIFLEX GROUP	Bd affiliated wealth	Sep 22, 2020	n/a	yes	Lone Tree, CO\|LAS VEGAS, NV	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 4, 2019	Dec 17, 2020	no	LAS VEGAS, NV\|LONE TREE, CO\|LONE TREE, CO	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Nov 14, 2019	no	GREENWOOD VILLAGE, CO	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	GREENWOOD VILLAGE, CO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 21, 2013	Jan 2, 2015	no	GREENWOOD VILLAGE, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 23, 2007	Mar 26, 2013	no	COLORADO SPRINGS, CO\|LAKEWOOD, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 21, 2006	Jan 24, 2007	no	LAKEWOOD, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	THE AMERIFLEX GROUP	Dec 17, 2020	Sep 22, 2020	-86	Firm change after gap	Ibd to RIA
MML INVESTORS SERVICES, LLC	SAGEPOINT FINANCIAL, INC.	Nov 14, 2019	Nov 4, 2019	-10	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	NEW ENGLAND SECURITIES CORPORATION	Mar 26, 2013	Mar 21, 2013	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133763:305585:NV:2020-12-17	Dec 17, 2020	Sep 22, 2020	LAS VEGAS, NV	Firm change after gap

Relationships

Registered with (6)

→ THE AMERIFLEX GROUPRegistered adviserregistration: current employment
Sep 22, 2020 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 4, 2019 to Dec 17, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Nov 14, 2019factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 21, 2013 to Jan 2, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 23, 2007 to Mar 26, 2013factForm ADV

Dated events

No dated event names this entity yet.