DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Thomas Mcconnell
Feed of 09/15/2026
Also filed as Brian T. Mcconnell
At current firm
5 y
since Sep 22, 2020
In the industry
20 y
since Apr 19, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Ameriflex Group BD affiliated currentsince Sep 22, 2020 · Lone Tree, Co
- Sagepoint Financial, Inc. formerNov 4, 2019 to Dec 17, 2020 · Las Vegas, Nv
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Nov 14, 2019 · Greenwood Village, Co
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Greenwood Village, Co
- New England Securities Corporation formerMar 21, 2013 to Jan 2, 2015 · Greenwood Village, Co
- Equitable Advisors, LLC national BDMay 23, 2007 to Mar 26, 2013 · Colorado Springs, Co
- Equitable Advisors, LLC national BDApr 21, 2006 to Jan 24, 2007 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to The Ameriflex Groupleft Dec 17, 2020, registered Sep 22, 2020 (-86 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- MML Investors Services, LLC to Sagepoint Financial, Inc.left Nov 14, 2019, registered Nov 4, 2019 (-10 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to New England Securities Corporationleft Mar 26, 2013, registered Mar 21, 2013 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address