DFX Intelligence

A••• L••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

A••• L••• M••••••

Advisor at C••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:c67da845-33ac-36ee-0968-5d3d1ae2be25

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 14, 2013 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• L••• M••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Aug 24, 2020	n/a	yes	OVERLAND PARK, KS\|Montgomery, OH\|Ft. Thomas, KY	Current employment
L•••• W••••• M••••••••• I•••	Former SEC adviser	Jun 14, 2013	Aug 20, 2020	no	CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• W••••• M••••••••• I•••	C••••••• P•••••••	Aug 20, 2020	Aug 24, 2020	4	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
132818:105348:OH:2020-08-20	Aug 20, 2020	Aug 24, 2020	CINCINNATI, OH	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Aug 24, 2020 to presentfactForm ADV
→ L•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2013 to Aug 20, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c67da845-33ac-36ee-0968-5d3d1ae2be25
First observed: Jun 14, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.