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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
APPLETON, WI | Sturgeon Bay, WI | Appleton, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jul 26, 2021 | n/a | yes | APPLETON, WI|Appleton, WI|Sturgeon Bay, WI | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 16, 2017 | Jun 9, 2021 | no | APPLETON, WI | Previous registration |
| ADVISORS' PRIDE INC. | Former SEC adviser | Feb 26, 2016 | May 31, 2017 | no | APPLETON, WI | Previous registration |
| ASSOCIATED INVESTMENT SERVICES, INC. | Independent wealth | Sep 20, 2012 | Jul 1, 2015 | no | GREEN BAY, WI|GREEN BAY, WI|GREEN BAY, WI | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 11, 2006 | Aug 1, 2012 | no | DEPERE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Jun 9, 2021 | Jul 26, 2021 | 47 | Firm change | Other |
| ADVISORS' PRIDE INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 31, 2017 | Jun 16, 2017 | 16 | Firm change | Other |
| ASSOCIATED INVESTMENT SERVICES, INC. | ADVISORS' PRIDE INC. | Jul 1, 2015 | Feb 26, 2016 | 240 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | ASSOCIATED INVESTMENT SERVICES, INC. | Aug 1, 2012 | Sep 20, 2012 | 50 | Firm change | Other |