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Advisor at LPL FINANCIAL LLC
FORT MYERS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 5, 2025 | n/a | yes | FORT MYERS, FL | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | May 2, 2025 | no | ROCKVILLE, MD|Fort Myers, FL|ROCKVILLE, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | Sep 8, 2011 | Apr 1, 2021 | no | FORT MYERS, FL|ROCKVILLE, MD|ROCKVILLE, MD | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Feb 25, 2008 | Sep 1, 2011 | no | HOUSTON, TX|FORT MEYERS, FL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 9, 2006 | Feb 26, 2008 | no | FORT MYERS, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 30, 1998 | May 5, 2004 | no | FORT MYERS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 2, 2025 | May 5, 2025 | 3 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Apr 1, 2021 | Apr 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| NEXT FINANCIAL GROUP, INC. | H. BECK, INC. | Sep 1, 2011 | Sep 8, 2011 | 7 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | NEXT FINANCIAL GROUP, INC. | Feb 26, 2008 | Feb 25, 2008 | -1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 5, 2004 | Mar 9, 2006 | 673 | Firm change after gap | Other |