DFX Intelligence

F••••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

F••••• J••• M•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

BOSTON, MA | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:c6b59714-24fa-13f3-fafe-3084afc562ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Apr 29, 2013 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F••••• J• M•••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 7, 2021	n/a	yes	PLYMOUTH, MN\|BOSTON, MA	Current employment
N•••• A••••••• M••••••••• C•••	Former SEC adviser	Apr 29, 2013	Apr 14, 2021	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• A••••••• M••••••••• C•••	W••••• E••••••••• A••••••• S•••••••• L••	Apr 14, 2021	Apr 7, 2021	-7	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
104825:116407:MA:2021-04-14	Apr 14, 2021	Apr 7, 2021	BOSTON, MA	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 7, 2021 to presentfactForm ADV
→ N•••• A••••••• M••••••••• C•••Registered adviserregistration: previous registration
Apr 29, 2013 to Apr 14, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6b59714-24fa-13f3-fafe-3084afc562ec
First observed: Apr 29, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.