DFX Intelligence

S•••• S••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•••• S••••••••• I•••

CRD 162909

CLARKS GREEN, PA

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Search this name across graphsid dfx:ria:c6c0ea79-6ca4-2b03-058d-454dac5e03d9

Data as of Jul 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2026 to Jul 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $72.5M••• Locked
Discretionary RAUM: $68.3M
Private client RAUM: $71.9Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••• L••• C•••	n/a	CLARKS GREEN, PA	14	31	1	yes
S•••••• D•••••• M••••	n/a	CLARKS GREEN, PA	14	45

Relationships

Affiliated with (1)

← L•••• B•••••• • C••• L••Registered adviserother investment adviser
factForm ADV

Registered with (4)

← C•••• B••••••••• K•••Advisorregistration: current employment
Feb 27, 2020 to presentfactForm ADV
← G•••• F••••••• F••••••Advisorregistration: current employment
Mar 20, 2014 to presentfactForm ADV
←

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6c0ea79-6ca4-2b03-058d-454dac5e03d9
First observed: Jul 9, 2026
Last observed: Jul 9, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.