S•••• M• F•••••

Advisor at O•••••• W••••• A••••••• L••

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6c43d28-ff2b-83aa-bc7d-f6d165d9e8d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 6, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• A••••••• L••	Independent wealth	Sep 28, 2021	n/a	yes	CINCINNATI, OH	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Aug 16, 2018	Sep 24, 2021	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	O•••••• W••••• A••••••• L••	Sep 24, 2021	Sep 28, 2021	4	Firm change	Wirehouse to RIA
P•• W••••• M•••••••••	U•• F•••••••• S••••••• I•••	Aug 3, 2018	Aug 16, 2018

Relationships

Registered with (4)

→ O•••••• W••••• A••••••• L••Registered adviserregistration: current employment
Sep 28, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2018 to Sep 24, 2021factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 12, 2016 to Aug 3, 2018factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6c43d28-ff2b-83aa-bc7d-f6d165d9e8d7
First observed: Jul 14, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.