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Advisor at VANGUARD ADVISERS, INC.
MALVERN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Jul 3, 2025 | n/a | yes | MALVERN, PA | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Mar 29, 2021 | Dec 31, 2024 | no | MALVERN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 23, 2009 | Oct 16, 2017 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| VANTAGE POINT ADVISORS INC. | n/a | Feb 12, 2008 | Oct 30, 2008 | no | LOWER GWYNEDD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | VANGUARD ADVISERS, INC. | Oct 16, 2017 | Mar 29, 2021 | 1,260 | Firm change after gap | Wirehouse to ibd |
| VANTAGE POINT ADVISORS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 30, 2008 | Apr 23, 2009 | 175 | Firm change | Other |