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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

KB ASSET MANAGEMENT CO., LTD.

CRD 281567

SEOUL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6ced738-80c2-ca67-1488-9d49f1ff4f52

Data as of Apr 25, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Sep 28, 2015 to Apr 25, 2018
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

KB Asset Management Co., Ltd.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $51BItem 5.F on the latest filing (2018-04-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 217
Advisory employees: 115
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 596
Individual clients: 0
High net worth clients: 0
SEC number: 801-106725
CRD: 281567
Filings on the tape: 8
First filed: Sep 28, 2015
Latest filed: Apr 25, 2018
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Cho, Jae min	PRESIDENT/CEO	Na	yes	01/2017	Mar 31, 2017	Apr 25, 2018
Ha, Jaejin	MANAGING DIRECTOR	Na	yes	07/2014	Sep 28, 2015	Apr 25, 2018
KB FINANCIAL GROUP	Owner	E	yes	09/2008	Sep 28, 2015	Apr 25, 2018
Kim, Minho	MANAGING DIRECTOR	Na	yes	01/2014	Sep 28, 2015	Apr 25, 2018
Lee, Hyun Seung	PRESIDENT/CEO	Na	yes	01/2018	Mar 20, 2018	Apr 25, 2018
Yu, Kyung Min	CHIEF COMPLIANCE OFFICER	Na	yes	01/2017	Mar 31, 2017	Apr 25, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KB ASSET MANAGEMENT SINGAPORE PTE. LTD.	n/a	n/a	n/a	Y	yes	n/a
KB INSURANCE	n/a	n/a	n/a	N	yes	n/a
KB INVESTMENTS	n/a	n/a	n/a	N	yes	n/a
KB KOOKMIN BANK	n/a	n/a	n/a	N	yes	n/a
KB LIFE INSURANCE	n/a	n/a	n/a	N	yes	n/a
KB REAL ESTATE TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
KB SAVINGS BANK	n/a	n/a	n/a	N	yes	n/a
KB SECURITIES	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 20, 2018	$51B	$18B	217	115	0	n/a	n/a
2016	Mar 31, 2017	$45B	$15B	206	121	n/a	n/a	n/a
2015	Jan 20, 2016	$42B	$12B	195	107	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$51B	$45B	12.7%	n/a	n/a	217	206	0	n/a

Relationships

Controls (6)

← Ha, JaejinOwnerMANAGING DIRECTOR, ownership code NA, individual
Sep 28, 2015 to presentfactForm ADV
← Kim, MinhoOwnerMANAGING DIRECTOR, ownership code NA, individual
Sep 28, 2015 to presentfactForm ADV
← Cho, Jae minOwnerPRESIDENT/CEO, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← Yu, Kyung MinOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← Lee, Hyun SeungOwnerPRESIDENT/CEO, ownership code NA, individual
Mar 20, 2018 to presentfactForm ADV
← KB FINANCIAL GROUPOwnerOWNER, ownership code E, foreign entity
Sep 28, 2015 to presentfactForm ADV

Dated events

Occurred
Sep 28, 2015
First Form ADV filing
Kb Asset Management Co., Ltd. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6ced738-80c2-ca67-1488-9d49f1ff4f52
First observed: Sep 28, 2015
Last observed: Apr 25, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KB ASSET MANAGEMENT CO., LTD.

CRD 281567

SEOUL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6ced738-80c2-ca67-1488-9d49f1ff4f52

Data as of Apr 25, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Cho, Jae min

PRESIDENT/CEO

yes

01/2017

Mar 31, 2017

Apr 25, 2018

Ha, Jaejin

MANAGING DIRECTOR

yes

07/2014

Sep 28, 2015

Apr 25, 2018

KB FINANCIAL GROUP

Owner

yes

09/2008

Sep 28, 2015

Apr 25, 2018

Kim, Minho

MANAGING DIRECTOR

yes

01/2014

Sep 28, 2015

Apr 25, 2018

Lee, Hyun Seung

PRESIDENT/CEO

yes

01/2018

Mar 20, 2018

Apr 25, 2018

Yu, Kyung Min

CHIEF COMPLIANCE OFFICER

yes

01/2017

Mar 31, 2017

Apr 25, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KB ASSET MANAGEMENT SINGAPORE PTE. LTD.

n/a

yes

n/a

KB INSURANCE

n/a

yes

n/a

KB INVESTMENTS

n/a

yes

n/a

KB KOOKMIN BANK

n/a

yes

n/a

KB LIFE INSURANCE

n/a

yes

n/a

KB REAL ESTATE TRUST COMPANY

n/a

yes

n/a

KB SAVINGS BANK

n/a

yes

n/a

KB SECURITIES

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 20, 2018

$51B

$18B

217

115

n/a

2016

Mar 31, 2017

$45B

$15B

206

121

n/a

2015

Jan 20, 2016

$42B

$12B

195

107

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$51B

$45B

12.7%

n/a

217

206

n/a