DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K• A•••• M••••••••• C••• L•••

Former SEC-registered adviserSeoul, CRD 281567SEC 801-106725IAPD
Latest filing Apr 25, 2018
First filing on the tape Sep 28, 2015 · 8 filings
RAUM
$51B
reported, Item 5.F
Discretionary
35%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
217
115 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$51B as of Mar 20, 2018
Jan 20, 2016$42B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 20, 2018
Jan 20, 20160 then
Employees (5.A)217 as of Mar 20, 2018
Jan 20, 2016195 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 25, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$85.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
35%derivedof RAUM
Institutional
34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$33B65%
  • Insurance companies$12B23%
  • Pension and profit-sharing plans$4.8B9.4%
  • State and municipal entities$915M1.8%
  • Banks and thrifts$162M0.3%
  • Corporations and businesses$59.1M0.1%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
35reported
Charitable clients
0reported
Accounts
596reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••• J•• M•• · President/Ceocontrol
        since 01/2017 · owns less than 5%
      • H•• J••••• · Managing Directorcontrol
        since 07/2014 · owns less than 5%
      • K••• M•••• · Managing Directorcontrol
        since 01/2014 · owns less than 5%
      • L••• H••• S•••• · President/Ceocontrol
        since 01/2018 · owns less than 5%
      • Y•• K•••• M•• · Chief Compliance Officercontrol
        since 01/2017 · owns less than 5%
      Entity owners
      • K• F•••••••• G•••• · Owner
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      • K• A•••• M••••••••• S•••••••• P••• L•••
        investment advisery
      • K• I••••••••
        real estaten
      • K• I•••••••••
        investment advisern
      • K• K•••••• B•••
        investment adviserLP sponsorn
      • K• L••• I••••••••
        LP sponsorreal estaten
      • K• R••• E••••• T•••• C••••••
        investment companyn
      • K• S•••••• B•••
        n
      • K• S•••••••••
        broker-dealerinvestment advisertrust companyn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Pension plan clients · 8 to 35
        Mar 20, 2018 to Apr 25, 2018
      • Pooled vehicle clients · 403 to 1,095
        Mar 20, 2018 to Apr 25, 2018
      • Accounts · 523 to 596
        Mar 31, 2017 to Mar 20, 2018
      • Advisory employees · 121 to 115
        Mar 31, 2017 to Mar 20, 2018
      • Charity clients · unset to 0.0
        Mar 31, 2017 to Mar 20, 2018
      • Corporate clients · unset to 1.0
        Mar 31, 2017 to Mar 20, 2018
      • HNW clients · unset to 0.0
        Mar 31, 2017 to Mar 20, 2018
      • Individual clients · unset to 0.0
        Mar 31, 2017 to Mar 20, 2018
      • Pension plan clients · unset to 8.0
        Mar 31, 2017 to Mar 20, 2018
      • Pooled vehicle clients · unset to 403.0
        Mar 31, 2017 to Mar 20, 2018
      • Employees · 206 to 217
        Mar 31, 2017 to Mar 20, 2018
      • Financial planning clients · 0 to unset
        Mar 31, 2017 to Mar 20, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 20, 2018
      • Discretionary RAUM · $15B to $18B
        Mar 31, 2017 to Mar 20, 2018
      • HNW RAUM · unset to 0.0
        Mar 31, 2017 to Mar 20, 2018
      • Individual RAUM · unset to 0.0
        Mar 31, 2017 to Mar 20, 2018
      • Non-discretionary RAUM · $30B to $33B
        Mar 31, 2017 to Mar 20, 2018
      • Pension RAUM · unset to 4781784234.0
        Mar 31, 2017 to Mar 20, 2018
      • Pooled vehicle RAUM · unset to 33025373712.0
        Mar 31, 2017 to Mar 20, 2018
      • RAUM · $45B to $51B
        Mar 31, 2017 to Mar 20, 2018
      • Accounts · 445 to 523
        Aug 8, 2016 to Mar 31, 2017
      • Advisory employees · 107 to 121
        Aug 8, 2016 to Mar 31, 2017
      • Employees · 195 to 206
        Aug 8, 2016 to Mar 31, 2017
      • Financial planning clients · unset to 0
        Aug 8, 2016 to Mar 31, 2017
      • Discretionary RAUM · $12B to $15B
        Aug 8, 2016 to Mar 31, 2017
      • Non-discretionary RAUM · $30B to $30B
        Aug 8, 2016 to Mar 31, 2017
      • RAUM · $42B to $45B
        Aug 8, 2016 to Mar 31, 2017
      • Related bank · true to false
        Aug 8, 2016 to Mar 31, 2017
      • Accounts · 383 to 445
        Oct 2, 2015 to Jan 20, 2016
      • Advisory employees · 102 to 107
        Oct 2, 2015 to Jan 20, 2016
      • Employees · 183 to 195
        Oct 2, 2015 to Jan 20, 2016
      • Discretionary RAUM · $11B to $12B
        Oct 2, 2015 to Jan 20, 2016
      • Non-discretionary RAUM · $24B to $30B
        Oct 2, 2015 to Jan 20, 2016
      • RAUM · $35B to $42B
        Oct 2, 2015 to Jan 20, 2016
      Signals
      1 dated events
      • K• A•••• M••••••••• C••• L••• filed its initial SEC registration (Form ADV)
        Sep 28, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026