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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

ASCENSION INVESTMENT MANAGEMENT

ASCENSION INVESTMENT MANAGEMENT, LLC, CRD 159767

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6db5f17-ee24-782a-ec13-d75a525e2fb6

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Feb 10, 2012 to Jan 22, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.37 institutional_share=0.63 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $41BItem 5.F on the latest filing (2026-01-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $24B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 12
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $15B
SEC number: 801-73295
CRD: 159767
Filings on the tape: 31
First filed: Feb 10, 2012
Latest filed: Jan 22, 2026
Organised: Limited Liability Company, MO
Website: ascensioninvestmentmanagement.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ASCENSION ALPHA FUND, LLC	Hedge Fund	$15B	Sep 27, 2024	40	Jun 7, 2012	reported	021-176495

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASCENSION CAPITAL, LLC	SOLE MEMBER	E	yes	07/2019	Aug 9, 2019	Sep 27, 2024
ASCENSION HEALTH ALLIANCE	SOLE MEMBER	E	yes	07/2019	Feb 10, 2012	Sep 27, 2024
ERICKSON, DAVID, EDWARD	CHIEF INVESTMENT OFFICER	Na	yes	01/2011	Dec 5, 2012	Sep 27, 2024
IMPICCICHE, JOSEPH, RAYMOND	Director	Na	yes	12/2011	Feb 10, 2012	Sep 27, 2024
SPERANZO, ANTHONY, JAMES	Director	Na	yes	06/2010	Mar 6, 2012	Sep 27, 2024
TERSIGNI, ANTHONY, ROCCO	Director	Na	yes	07/2019	Aug 9, 2019	Sep 27, 2024
Tripathi, Saurabh, Mani	Director	Na	yes	10/2024	Sep 27, 2024	Sep 27, 2024
WHITE, AMANDA, ELIZABETH	CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL	Na	yes	02/2012	Mar 5, 2012	Sep 27, 2024
TURALL, TODD, MICHAEL WAYNE	GENERAL COUNSEL, CHIEF OPERATING OFFICER	Na	no	10/2013	Jan 28, 2014	Sep 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AHV HOLDING COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
ASCENSION HEALTH VENTURES II, LLC	n/a	n/a	n/a	N	yes	n/a
ASCENSION HEALTH VENTURES III, LLC	n/a	n/a	n/a	N	yes	n/a
ASCENSION VENTURES IV, LLC	n/a	n/a	n/a	N	yes	n/a
ASCENSION VENTURES V, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 22, 2026	$41B	$24B	27	12	0	1	n/a
2024	Sep 27, 2024	$40B	$23B	27	12	0	1	$15B
2023	Sep 27, 2023	$40B	$24B	26	12	0	1	$15B
2022	Sep 27, 2022	$42B	$27B	30	15	0	1	$18B
2021	Sep 27, 2021	$54B	$36B	30	15	0	1	$22B
2020	Sep 28, 2020	$44B	$30B	30	14	0	1	$17B
2019	Sep 27, 2019	$41B	$29B	28	13	0	1	$17B
2018	Sep 25, 2018	$39B	$28B	29	13	0	1	$17B
2017	Sep 27, 2017	$37B	$27B	29	13	n/a	1	$15B
2016	Sep 28, 2016	$33B	$25B	28	12	n/a	1	$13B
2015	Sep 24, 2015	$31B	$24B	28	12	n/a	1	$13B
2014	Sep 26, 2014	$30B	$24B	26	11	n/a	1	$14B
2013	Sep 27, 2013	$26B	$21B	25	11	n/a	1	$14B
2012	Sep 28, 2012	$23B	$19B	n/a	n/a	n/a	1	$11B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$41B	$40B	1.2%	$42B	-0.7%	27	27	0	0

Relationships

Advises (1)

→ ASCENSION ALPHA FUND, LLCPrivate fundHedge Fund, IA
Jun 7, 2012 to presentfactForm ADV

Controls (8)

← ERICKSON, DAVID, EDWARDOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Dec 5, 2012 to Sep 27, 2024factForm ADV
← SPERANZO, ANTHONY, JAMESOwnerDIRECTOR, ownership code NA, individual
Mar 6, 2012 to Sep 27, 2024factForm ADV
← WHITE, AMANDA, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, ownership code NA, individual
Mar 5, 2012 to Sep 27, 2024factForm ADV
← IMPICCICHE, JOSEPH, RAYMONDOwnerDIRECTOR, ownership code NA, individual
Feb 10, 2012 to Sep 27, 2024factForm ADV
← TERSIGNI, ANTHONY, ROCCOOwnerDIRECTOR, ownership code NA, individual
Aug 9, 2019 to Sep 27, 2024factForm ADV
← Tripathi, Saurabh, ManiOwnerDIRECTOR, ownership code NA, individual
Sep 27, 2024 to Sep 27, 2024factForm ADV
← ASCENSION CAPITAL, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Aug 9, 2019 to Sep 27, 2024factForm ADV
← ASCENSION HEALTH ALLIANCEOwnerSOLE MEMBER, ownership code E, domestic entity
Feb 10, 2012 to Sep 27, 2024factForm ADV

Owns (1)

← TURALL, TODD, MICHAEL WAYNEOwnerGENERAL COUNSEL, CHIEF OPERATING OFFICER, ownership code NA, individual
Jan 28, 2014 to Sep 27, 2024factForm ADV

Dated events

Occurred
Sep 27, 2024
Control person left
Asbury Elizabeth Foshage (Director) no longer on Schedule A of Ascension Investment Management (listed 2023-09-27, absent 2024-09-27)
Form ADVobserved 4 days ago
Occurred
Sep 27, 2024
Control person joined
Mani Saurabh Tripathi (Director) appeared on Schedule A of Ascension Investment Management
Form ADVobserved 4 days ago
Occurred
Sep 27, 2022
Control person joined
Asbury Elizabeth Foshage (Director) appeared on Schedule A of Ascension Investment Management
Form ADVobserved 4 days ago
Occurred
Aug 9, 2019
Control person left
(Nmn) Bernice Coreil (Director) no longer on Schedule A of Ascension Investment Management (listed 2018-09-25, absent 2019-08-09)
Form ADVobserved 4 days ago
Occurred
Aug 9, 2019
Control person joined
Rocco Anthony Tersigni (Director) appeared on Schedule A of Ascension Investment Management
Form ADVobserved 4 days ago
Occurred
Jan 28, 2014
Succession filed (Item 4)
Ascension Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6db5f17-ee24-782a-ec13-d75a525e2fb6
First observed: Feb 10, 2012
Last observed: Jan 22, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASCENSION INVESTMENT MANAGEMENT

ASCENSION INVESTMENT MANAGEMENT, LLC, CRD 159767

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6db5f17-ee24-782a-ec13-d75a525e2fb6

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ASCENSION ALPHA FUND, LLC

Hedge Fund

$15B

Sep 27, 2024

Jun 7, 2012

reported

021-176495

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASCENSION CAPITAL, LLC

SOLE MEMBER

yes

07/2019

Aug 9, 2019

Sep 27, 2024

ASCENSION HEALTH ALLIANCE

SOLE MEMBER

yes

07/2019

Feb 10, 2012

Sep 27, 2024

ERICKSON, DAVID, EDWARD

CHIEF INVESTMENT OFFICER

yes

01/2011

Dec 5, 2012

Sep 27, 2024

IMPICCICHE, JOSEPH, RAYMOND

Director

yes

12/2011

Feb 10, 2012

Sep 27, 2024

SPERANZO, ANTHONY, JAMES

Director

yes

06/2010

Mar 6, 2012

Sep 27, 2024

TERSIGNI, ANTHONY, ROCCO

Director

yes

07/2019

Aug 9, 2019

Sep 27, 2024

Tripathi, Saurabh, Mani

Director

yes

10/2024

Sep 27, 2024

WHITE, AMANDA, ELIZABETH

CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL

yes

02/2012

Mar 5, 2012

Sep 27, 2024

TURALL, TODD, MICHAEL WAYNE

GENERAL COUNSEL, CHIEF OPERATING OFFICER

10/2013

Jan 28, 2014

Sep 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AHV HOLDING COMPANY, LLC

n/a

yes

n/a

ASCENSION HEALTH VENTURES II, LLC

n/a

yes

n/a

ASCENSION HEALTH VENTURES III, LLC

n/a

yes

n/a

ASCENSION VENTURES IV, LLC

n/a

yes

n/a

ASCENSION VENTURES V, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 22, 2026

$41B

$24B

n/a

2024

Sep 27, 2024

$40B

$23B

$15B

2023

Sep 27, 2023

$40B

$24B

$15B

2022

Sep 27, 2022

$42B

$27B

$18B

2021

Sep 27, 2021

$54B

$36B

$22B

2020

Sep 28, 2020

$44B

$30B

$17B

2019

Sep 27, 2019

$41B

$29B

$17B

2018

Sep 25, 2018

$39B

$28B

$17B

2017

Sep 27, 2017

$37B

$27B

n/a

$15B

2016

Sep 28, 2016

$33B

$25B

n/a

$13B

2015

Sep 24, 2015

$31B

$24B

n/a

$13B

2014

Sep 26, 2014

$30B

$24B

n/a

$14B

2013

Sep 27, 2013

$26B

$21B

n/a

$14B

2012

Sep 28, 2012

$23B

$19B

n/a

$11B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$41B

$40B

1.2%

$42B

-0.7%