DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• I••••••••• M•••••••••
Legal name A•••••••• I••••••••• M••••••••• L••
Latest filing Jan 22, 2026
First filing on the tape Feb 10, 2012 · 31 filings
SEC status approved since Mar 30, 2012
RAUM
$41B
reported, Item 5.F
Discretionary
58%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$41B as of Jan 22, 2026
Sep 28, 2012$23B then
HNW client RAUM$0 as of Jan 22, 2026
Sep 25, 2018$0 then
State-registered IARs (5.B.3)0 as of Jan 22, 2026
Sep 27, 20130 then
Employees (5.A)27 as of Jan 22, 2026
Sep 27, 201325 then
Private funds1 as of Jan 22, 2026
Sep 28, 20121 then
RAUM +1.2% over the last fiscal year-0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 58%derivedof RAUM
- Institutional
- 63%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $15B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$18B45%
- Pooled investment vehicles$15B37%
- Pension and profit-sharing plans$7.2B18%
- Corporations and businesses$68.4M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15B for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.37 institutional_share=0.63 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• A•••• F•••• L•• | Hedge Fund | $15B | 40 | Jun 7, 2012 |
Owners and control persons
Schedule A and B, latest filing
- E•••••••• D••••• E••••• · Chief Investment Officercontrolsince 01/2011 · owns less than 5%
- I••••••••• J•••••• R•••••• · Directorcontrolsince 12/2011 · owns less than 5%
- S•••••••• A••••••• J•••• · Directorcontrolsince 06/2010 · owns less than 5%
- T•••••••• A••••••• R•••• · Directorcontrolsince 07/2019 · owns less than 5%
- T•••••••• S••••••• M••• · Directorcontrolsince 10/2024 · owns less than 5%
- W••••• A•••••• E•••••••• · Chief Compliance Officer, Associate General Counselcontrolsince 02/2012 · owns less than 5%
- T•••••• T•••• M•••••• W•••• · General Counsel, Chief Operating Officersince 10/2013 · owns less than 5%
Entity owners
- A•••••••• C••••••• L•• · Sole Memberdirect · owns 75% or more
- A•••••••• H••••• A••••••• · Sole Memberindirect · owns 75% or more of A•••••••• C••••••• L••
Related persons
Schedule D 7.A
- A•• H•••••• C••••••• L••investment adviserpooled vehicle sponsorn
- A•••••••• H••••• V••••••• I•• L••investment adviserpooled vehicle sponsorn
- A•••••••• H••••• V••••••• I••• L••investment adviserpooled vehicle sponsorn
- A•••••••• V••••••• I•• L••investment adviserpooled vehicle sponsorn
- A•••••••• V••••••• V• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 12Sep 27, 2024 to Sep 26, 2025
- Assets in custody · $15B to $15BSep 27, 2024 to Sep 26, 2025
- Financial planning clients · 0 to 0Sep 27, 2024 to Sep 26, 2025
- Discretionary RAUM · $23B to $24BSep 27, 2024 to Sep 26, 2025
- Non-discretionary RAUM · $17B to $17BSep 27, 2024 to Sep 26, 2025
- Pension RAUM · $7.2B to $7.2BSep 27, 2024 to Sep 26, 2025
- Pooled vehicle RAUM · $15B to $15BSep 27, 2024 to Sep 26, 2025
- RAUM · $40B to $41BSep 27, 2024 to Sep 26, 2025
- Assets in custody · $15B to $15BSep 27, 2023 to Sep 27, 2024
- Employees · 26 to 27Sep 27, 2023 to Sep 27, 2024
- Discretionary RAUM · $24B to $23BSep 27, 2023 to Sep 27, 2024
- Non-discretionary RAUM · $16B to $17BSep 27, 2023 to Sep 27, 2024
- Pension RAUM · $7.5B to $7.2BSep 27, 2023 to Sep 27, 2024
- Pooled vehicle RAUM · $15B to $15BSep 27, 2023 to Sep 27, 2024
- RAUM · $40B to $40BSep 27, 2023 to Sep 27, 2024
- Accounts · 13 to 14Sep 27, 2022 to Sep 27, 2023
- Advisory employees · 15 to 12Sep 27, 2022 to Sep 27, 2023
- Assets in custody · $17B to $15BSep 27, 2022 to Sep 27, 2023
- Employees · 30 to 26Sep 27, 2022 to Sep 27, 2023
- Discretionary RAUM · $27B to $24BSep 27, 2022 to Sep 27, 2023
- Non-discretionary RAUM · $15B to $16BSep 27, 2022 to Sep 27, 2023
- Pension RAUM · $7.9B to $7.5BSep 27, 2022 to Sep 27, 2023
- Pooled vehicle RAUM · $17B to $15BSep 27, 2022 to Sep 27, 2023
- RAUM · $42B to $40BSep 27, 2022 to Sep 27, 2023
- Accounts · 14 to 13Sep 27, 2021 to Sep 27, 2022
- Charity clients · 9 to 7Sep 27, 2021 to Sep 27, 2022
- Assets in custody · $22B to $17BSep 27, 2021 to Sep 27, 2022
- Discretionary RAUM · $36B to $27BSep 27, 2021 to Sep 27, 2022
- Non-discretionary RAUM · $18B to $15BSep 27, 2021 to Sep 27, 2022
- Pension RAUM · $9.3B to $7.9BSep 27, 2021 to Sep 27, 2022
- Pooled vehicle RAUM · $22B to $17BSep 27, 2021 to Sep 27, 2022
- RAUM · $54B to $42BSep 27, 2021 to Sep 27, 2022
- Advisory employees · 14 to 15Mar 24, 2021 to Sep 27, 2021
- Assets in custody · $17B to $22BMar 24, 2021 to Sep 27, 2021
- Discretionary RAUM · $30B to $36BMar 24, 2021 to Sep 27, 2021
- Non-discretionary RAUM · $14B to $18BMar 24, 2021 to Sep 27, 2021
- Pension RAUM · $8.2B to $9.3BMar 24, 2021 to Sep 27, 2021
- Pooled vehicle RAUM · $17B to $22BMar 24, 2021 to Sep 27, 2021
- RAUM · $44B to $54BMar 24, 2021 to Sep 27, 2021
- HQ city · CLAYTON to ST. LOUISSep 28, 2020 to Mar 24, 2021
Signals
6 dated events
- A••••• E•••••••• F•••••• (Director) no longer on Schedule A of A•••••••• I••••••••• M••••••••• (listed 2023-09-27, absent 2024-09-27)Sep 27, 2024 · Control person left · inference
- M••• S•••••• T••••••• (Director) appeared on Schedule A of A•••••••• I••••••••• M•••••••••Sep 27, 2024 · Control person joined · fact
- A••••• E•••••••• F•••••• (Director) appeared on Schedule A of A•••••••• I••••••••• M•••••••••Sep 27, 2022 · Control person joined · fact
- (Nmn) B•••••• C••••• (Director) no longer on Schedule A of A•••••••• I••••••••• M••••••••• (listed 2018-09-25, absent 2019-08-09)Aug 9, 2019 · Control person left · inference
- R•••• A•••••• T••••••• (Director) appeared on Schedule A of A•••••••• I••••••••• M•••••••••Aug 9, 2019 · Control person joined · fact
- A•••••••• I••••••••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 28, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ascension-investment-management-llc/aboreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-733-7799reportedpublic record, Form ADV, Jan 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026