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Advisor at R•••• O•• F•••••••• A•••••••• L••
LIVONIA, MI | R•••• OAK, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••• O•• F•••••••• A•••••••• L•• | Independent wealth | Dec 5, 2017 | n/a | yes | R•••• OAK, MI|LIVONIA, MI | Current employment |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Sep 15, 2011 | Jul 2, 2015 | no | APPLETON, WI|WYANDOTTE, MI|HARPER WOODS, MI|CLAWSON, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C• A••••••• S••••••• | I••••• F•••••••• C••••••••• | Nov 20, 2017 | Sep 15, 2011 | -2,258 | Firm change after gap | Other |
| I••••• F•••••••• C••••••••• | R•••• O•• F•••••••• A•••••••• L•• | Jul 2, 2015 | Dec 5, 2017 |
| C• A••••••• S••••••• | Independent wealth | May 6, 2011 | Nov 20, 2017 | no | WYANDOTTE, MI|WILLIAMSTON, MI|R•••• OAKS, MI | Previous registration |
| 887 |
| Firm change after gap |
| Other |