J•••••• B• R•••

Advisor at C•••••••• G••••• M•••••• I•••

NEW YORK, NY | Jacksonville, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c6e97d6f-fd5b-142b-f03c-d1dc4860026d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Nov 12, 2025	n/a	yes	NEW YORK, NY\|Jacksonville, FL	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Aug 6, 2019	Dec 21, 2023	no	JACKSONVILLE, FL\|Saint Johns, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	C•••••••• G••••• M•••••• I•••	Dec 21, 2023	Nov 12, 2025	692	Firm change after gap	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	D••••••• B••• S••••••••• I•••	Dec 5, 2018	Aug 6, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:2525:NY:2018-11-20	Dec 5, 2018	Aug 6, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 6, 2019 to Dec 21, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 4, 2013 to Dec 5, 2018factForm ADV
→ T•• M••••• F••• S••••

Dated events

Occurred
Dec 21, 2023
Advisor changed firm
J•••••• B• R••• left D••••••• B••• S••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2025-11-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6e97d6f-fd5b-142b-f03c-d1dc4860026d
First observed: Mar 11, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.