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RIA / WealthAdvisorCertified Financial Planner43 years in industry

JAMES PATRICK SCANLAN

Advisor at STAGE HARBOR FINANCIAL

WESTWOOD, MA

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Search this name across graphsid dfx:ria:c6fb9e6c-415e-0936-07fa-00b9193ca425

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STAGE HARBOR FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 6, 1983
First registration: Jan 1, 2000
Dual registered: no
Other names: JIM SCANLAN
IAPD individual key: 1134158

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STAGE HARBOR FINANCIAL	Independent wealth	Oct 25, 2024	n/a	yes	WESTWOOD, MA	Current employment
APELLA WEALTH	Independent wealth	Apr 20, 2017	Sep 13, 2024	no	WEST HARTFORD, CT\|PROVIDENCE, RI\|Providence, RI	Previous registration
SYMMETRY PARTNERS	Independent wealth	Apr 20, 2017	Feb 5, 2019	no	GLASTONBURY, CT	Previous registration
WASHINGTON TRUST ADVISORS	Independent wealth	Feb 7, 2012	Jul 7, 2016	no	WELLESLEY, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 27, 2009	May 25, 2011	no	WARWICK, RI\|CHARLOTTE, NC\|WARWICK, RI	Previous registration
OSAIC FS, INC.	Former SEC adviser	May 2, 2006	Mar 2, 2009	no	WARWICK, RI\|NORTH KINGSTOWN, RI	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 1, 2000	Sep 30, 2005	no	WARWICK, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
APELLA WEALTH	STAGE HARBOR FINANCIAL	Sep 13, 2024	Oct 25, 2024	42	Firm change	RIA to RIA
SYMMETRY PARTNERS	APELLA WEALTH	Feb 5, 2019	Apr 20, 2017	-656	Firm change after gap	Other
WASHINGTON TRUST ADVISORS	SYMMETRY PARTNERS	Jul 7, 2016	Apr 20, 2017	287	Firm change	Other
LPL FINANCIAL LLC	WASHINGTON TRUST ADVISORS	May 25, 2011	Feb 7, 2012	258	Firm change	Other
OSAIC FS, INC.	LPL FINANCIAL LLC	Mar 2, 2009	Feb 27, 2009	-3	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	OSAIC FS, INC.	Sep 30, 2005	May 2, 2006	214	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120982:171106:CT:2019-02-05	Feb 5, 2019	Apr 20, 2017	GLASTONBURY, CT	Firm change after gap

Relationships

Registered with (7)

→ STAGE HARBOR FINANCIALRegistered adviserregistration: current employment
Oct 25, 2024 to presentfactForm ADV
→ APELLA WEALTHRegistered adviserregistration: previous registration
Apr 20, 2017 to Sep 13, 2024factForm ADV
→ SYMMETRY PARTNERSRegistered adviserregistration: previous registration
Apr 20, 2017 to Feb 5, 2019factForm ADV
→ WASHINGTON TRUST ADVISORSRegistered adviserregistration: previous registration
Feb 7, 2012 to Jul 7, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 27, 2009 to May 25, 2011factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
May 2, 2006 to Mar 2, 2009factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 1, 2000 to Sep 30, 2005factForm ADV

Dated events

Occurred
Sep 13, 2024
Advisor changed firm
James Patrick Scanlan left Apella Wealth for Stage Harbor Financial (registered 2024-10-25)
Form ADVobserved 5 days ago