DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Patrick Scanlan

Stage Harbor Financialindependent RIAWestwood, MaIA-onlyIAPD 1134158

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jim Scanlan

At current firm

1 y

since Oct 25, 2024

In the industry

43 y

since Jun 6, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director of Business Development & Wealth Advisorreportedstageharborfinancial.comfirm site, Sep 16, 2026
Business email: jscanlan@stageharborfinancial.comreportedstageharborfinancial.comfirm site, Sep 16, 2026
Professional profile: linkedin.com/in/jim-scanlan-cfp%C2%AE-3b234214reportedstageharborfinancial.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Stage Harbor Financial independent RIA current
since Oct 25, 2024 · Westwood, Ma
Symmetry Partners independent RIA
Apr 20, 2017 to Feb 5, 2019 · Glastonbury, Ct
Apella Wealth independent RIA
Apr 20, 2017 to Sep 13, 2024 · West Hartford, Ct
Washington Trust Advisors independent RIA
Feb 7, 2012 to Jul 7, 2016 · Wellesley, Ma
LPL Financial LLC BD affiliated
Feb 27, 2009 to May 25, 2011 · Warwick, Ri
Osaic Fs, Inc. former
May 2, 2006 to Mar 2, 2009 · Warwick, Ri
New England Securities Corporation former
Jan 1, 2000 to Sep 30, 2005 · Warwick, Ri

Moves

a registration end followed by a registration begin elsewhere

Apella Wealth to Stage Harbor Financial
left Sep 13, 2024, registered Oct 25, 2024 (42 days) · RIA to RIA
Symmetry Partners to Apella Wealth
left Feb 5, 2019, registered Apr 20, 2017 (-656 days) · Other · moved with a team
Washington Trust Advisors to Symmetry Partners
left Jul 7, 2016, registered Apr 20, 2017 (287 days) · Other
LPL Financial LLC to Washington Trust Advisors
left May 25, 2011, registered Feb 7, 2012 (258 days) · Other
Osaic Fs, Inc. to LPL Financial LLC
left Mar 2, 2009, registered Feb 27, 2009 (-3 days) · Other
New England Securities Corporation to Osaic Fs, Inc.
left Sep 30, 2005, registered May 2, 2006 (214 days) · Other

Signals

James Patrick Scanlan left Apella Wealth for Stage Harbor Financial (registered 2024-10-25)
Sep 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address