DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••• W••••• M••••••••• L••
Lemoyne, PA | ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• W••••• M••••••••• L•• | Independent wealth | May 19, 2023 | n/a | yes | Lemoyne, PA|ALPHARETTA, GA | Current employment |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 1, 2019 | Apr 18, 2023 | no | HARRISBURG, PA|WORTH, IL|ORLAND PARK, IL|NAPERVILLE, IL|DOWNERS GROVE, IL|WILLOWBROOK, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• F•••••••• S•••••••• I••• | G•••• W••••• M••••••••• L•• | Apr 18, 2023 | May 19, 2023 | 31 | Firm change | Ibd to RIA |
| Q•••••• A•••• M••••••••• I••• | W••••••• F•••••••• S•••••••• I••• | Mar 1, 2019 | Mar 1, 2019 |
| Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Jan 5, 2011 | Mar 1, 2019 | no | MINNEAPOLIS, MN|ELMHURST, IL | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | May 29, 2001 | Jan 10, 2011 | no | OAK BROOK, IL|Downers Grove, IL | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| S••••••• F•••••••• S•••••••• I••• | Q•••••• A•••• M••••••••• I••• | Jan 10, 2011 | Jan 5, 2011 | -5 | Firm change | Other |