DFX Intelligence

B•••••• C••••••• • A••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

B•••••• C••••••• • A••••••••• I••

CRD 110164

ORLANDO, FL

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Search this name across graphsid dfx:ria:c7027f7f-6c6f-f2c4-9d2e-d1b3443732a9

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Mar 13, 2012 to Mar 23, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.18 fund_share=0.0 institutional_share=0.79 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $166M••• Locked
Discretionary RAUM: $166M
Private client RAUM: $30.4Mderived••• Locked
Private client share: 18%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $41.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• S••••• B••••••	n/a	Orlando, FL \| ORLANDO, FL	12	13	n/a	no
F••• W••	n/a	Windermere, FL \| ORLANDO, FL	12	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• B••••••• B•••••	PRESIDENT AND CHIEF EXECUTIVE OFFICER	E	yes	03/1988	Mar 13, 2012	May 14, 2024
C•••••••• D••••••••• N•••••	CHIEF COMPLIANCE OFFICER	Na	yes	12/2023	Dec 14, 2023	May 14, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$166M	$167M	-0.5%	$138M	6.3%	10	10	6	5

Relationships

Registered with (7)

← L•••• M•••••• C•••Advisorregistration: current employment
May 2, 2014 to presentfactForm ADV
← B•••••• B••••• C•••••••Advisorregistration: previous registration
Jun 24, 1988 to May 30, 2008factForm ADV
← F••• W••Advisorregistration: previous registration
Jun 6, 2007 to May 30, 2008factForm ADV
← M•••••• S••••• B••••••

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 14, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 14, 2023
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 2, 2023
Control person joined
••• Locked
Form ADVobserved 7 days ago

Show 3 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7027f7f-6c6f-f2c4-9d2e-d1b3443732a9
First observed: Mar 13, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.