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R••••• W• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

R••••• W• L•••••

Advisor at C•••••••• L••

LAKE MARY, FL

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Search this name across graphsid dfx:ria:de962933-fcd2-ac65-6b53-861faf239aca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• L••	Other adviser	Sep 24, 2018	n/a	yes	LAKE MARY, FL	Current employment
T•• B•••••• G••••	n/a	Jul 29, 2004	Nov 16, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• B•••••• G••••	C•••••••• L••	Nov 16, 2009	Sep 24, 2018	3,234	Firm change after gap	Other
B•••••• C••••••• • A••••••••• I••	T•• B•••••• G••••	Jul 29, 2004

Relationships

Registered with (3)

→ C•••••••• L••Registered adviserregistration: current employment
Sep 24, 2018 to presentfactForm ADV
→ T•• B•••••• G••••Registered adviserregistration: previous registration
Jul 29, 2004 to Nov 16, 2009factForm ADV
→ B•••••• C••••••• • A••••••••• I••Registered adviserregistration: previous registration
Mar 6, 2000 to Jul 29, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de962933-fcd2-ac65-6b53-861faf239aca
First observed: Mar 6, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.