DFX Intelligence

S•••••• C•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

S•••••• C•••••• C••••••

Advisor at B•• P•••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7084f50-cfc7-e95c-c44d-9e274955de59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• L••	Independent wealth	May 1, 2024	n/a	yes	NEW YORK, NY	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 26, 2022	May 28, 2024	no	New York City, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	B•• P•••••••• L••	May 28, 2024	May 1, 2024	-27	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	C•••••• S••••• • C••• I•••	Apr 13, 2022	Apr 26, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:5393:NJ:2022-04-11	Apr 13, 2022	Apr 26, 2022	WEEHAWKEN, NJ	Firm change

Relationships

Registered with (3)

→ B•• P•••••••• L••Registered adviserregistration: current employment
May 1, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 26, 2022 to May 28, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2018 to Apr 13, 2022factForm ADV

Dated events

Occurred
May 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7084f50-cfc7-e95c-c44d-9e274955de59
First observed: Oct 1, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.