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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JOHN JOSEPH WALDRON

Advisor at LPL FINANCIAL LLC

FORT MYERS, FL

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Search this name across graphsid dfx:ria:c709a218-7d71-ef66-f83c-75aedcdc6599

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Nov 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 24, 1999
First registration: Nov 23, 2010
Dual registered: yes, broker-dealer
Other names: JACK WALDRON|JOHN JOSEPH WALDRON|JOHN WALDRON
IAPD individual key: 3268001

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 19, 2026	n/a	yes	FORT MYERS, FL	Current employment
THEGRID LLC	n/a	Oct 5, 2023	Aug 18, 2026	no	Fort Myers, FL	Previous registration
ACPWA, LLC	n/a	Mar 11, 2022	Feb 4, 2025	no	Camp Hill, PA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 18, 2021	Aug 24, 2026	no	Fernandina Beach, FL\|Land O Lakes, FL\|Fort Myers, FL\|Fort Myers, FL\|Fort Myers, FL\|Fort Myers, FL\|Fort Myers, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 12, 2020	Oct 9, 2020	no	SAINT PETERSBURG, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 21, 2017	Oct 9, 2020	no	ST. PETERSBURG, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 21, 2014	Oct 5, 2017	no	TAMPA, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 4, 2014	no	TAMPA, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 5, 2011	Oct 1, 2012	no	TAMPA, FL	Previous registration
DFS CAPITAL MANAGEMENT, LP	n/a	Nov 23, 2010	Apr 25, 2011	no	DARIEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ACPWA, LLC	Aug 24, 2026	Mar 11, 2022	-1,627	Firm change after gap	Other
THEGRID LLC	LPL FINANCIAL LLC	Aug 18, 2026	Aug 19, 2026	1	Firm change	Other
ACPWA, LLC	THEGRID LLC	Feb 4, 2025	Oct 5, 2023	-488	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 9, 2020	Feb 18, 2021	132	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 9, 2020	Feb 12, 2020	-240	Firm change after gap	Ibd to ibd
INDEPENDENT FINANCIAL PARTNERS	RAYMOND JAMES & ASSOCIATES, INC.	Oct 5, 2017	Sep 21, 2017	-14	Firm change	Other
J.P. MORGAN SECURITIES LLC	INDEPENDENT FINANCIAL PARTNERS	Sep 4, 2014	Oct 21, 2014	47	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
DFS CAPITAL MANAGEMENT, LP	CHASE INVESTMENT SERVICES CORP.	Apr 25, 2011	Jul 5, 2011	71	Firm change	Other

Relationships

Registered with (10)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 18, 2021 to Aug 24, 2026factForm ADV
→ THEGRID LLCRegistered adviserregistration: previous registration
Oct 5, 2023 to Aug 18, 2026factForm ADV
→ ACPWA, LLCRegistered adviserregistration: previous registration
Mar 11, 2022 to Feb 4, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 12, 2020 to Oct 9, 2020factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 21, 2017 to Oct 9, 2020factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Oct 21, 2014 to Oct 5, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Sep 4, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 5, 2011 to Oct 1, 2012factForm ADV
→ DFS CAPITAL MANAGEMENT, LPRegistered adviserregistration: previous registration
Nov 23, 2010 to Apr 25, 2011factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
John Joseph Waldron left Cambridge Investment Research Advisors, Inc. for Acpwa, Llc (registered 2022-03-11)
Form ADVobserved 6 days ago
Occurred
Aug 18, 2026
Advisor changed firm
John Joseph Waldron left Thegrid Llc for Lpl Financial Llc (registered 2026-08-19)
Form ADVobserved 6 days ago
Occurred
Feb 4, 2025
Advisor changed firm
John Joseph Waldron left Acpwa, Llc for Thegrid Llc (registered 2023-10-05)
Form ADVobserved 6 days ago