DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Joseph Waldron

LPL Financial LLCBD affiliatedFort Myers, Fldual registrantIAPD 3268001

Feed of 09/14/2026

Also filed as Jack Waldron

At current firm

0 y

since Aug 19, 2026

In the industry

26 y

since Nov 24, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 19, 2026 · Fort Myers, Fl
Thegrid LLC unclassified
Oct 5, 2023 to Aug 18, 2026 · Fort Myers, Fl
Acpwa, LLC unclassified
Mar 11, 2022 to Feb 4, 2025 · Camp Hill, Pa
Cambridge Investment Research Advisors, Inc. BD affiliated
Feb 18, 2021 to Aug 24, 2026 · Fernandina Beach, Fl
Raymond James Financial Services Advisors, Inc BD affiliated
Feb 12, 2020 to Oct 9, 2020 · Saint Petersburg, Fl
Raymond James & Associates, Inc. national BD
Sep 21, 2017 to Oct 9, 2020 · St. Petersburg, Fl
Independent Financial Partners BD affiliated
Oct 21, 2014 to Oct 5, 2017 · Tampa, Fl
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Sep 4, 2014 · Tampa, Fl
Chase Investment Services Corp. former
Jul 5, 2011 to Oct 1, 2012 · Tampa, Fl
Dfs Capital Management, LP unclassified
Nov 23, 2010 to Apr 25, 2011 · Darien, Ct

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to Acpwa, LLC
left Aug 24, 2026, registered Mar 11, 2022 (-1627 days) · Other
Thegrid LLC to LPL Financial LLC
left Aug 18, 2026, registered Aug 19, 2026 (1 days) · Other
Acpwa, LLC to Thegrid LLC
left Feb 4, 2025, registered Oct 5, 2023 (-488 days) · Other
Raymond James Financial Services Advisors, Inc to Cambridge Investment Research Advisors, Inc.
left Oct 9, 2020, registered Feb 18, 2021 (132 days) · Affiliated broker-dealer or bank to another
Raymond James & Associates, Inc. to Raymond James Financial Services Advisors, Inc
left Oct 9, 2020, registered Feb 12, 2020 (-240 days) · Affiliated broker-dealer or bank to another
Independent Financial Partners to Raymond James & Associates, Inc.
left Oct 5, 2017, registered Sep 21, 2017 (-14 days) · Other
J.P. Morgan Securities LLC to Independent Financial Partners
left Sep 4, 2014, registered Oct 21, 2014 (47 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Dfs Capital Management, LP to Chase Investment Services Corp.
left Apr 25, 2011, registered Jul 5, 2011 (71 days) · Other

Signals

John Joseph Waldron left Cambridge Investment Research Advisors, Inc. for Acpwa, Llc (registered 2022-03-11)
Aug 24, 2026 · Advisor changed firm · fact
John Joseph Waldron left Thegrid Llc for Lpl Financial Llc (registered 2026-08-19)
Aug 18, 2026 · Advisor changed firm · fact
John Joseph Waldron left Acpwa, Llc for Thegrid Llc (registered 2023-10-05)
Feb 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address