DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LIDO
LOS ANGELES, CA | Warren, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Lido | Independent wealth | Dec 8, 2025 | n/a | yes | Warren, NJ|LOS ANGELES, CA | Current employment |
| FOUNTAINHEAD ADVISORS | Former SEC adviser | Mar 1, 2018 | Jan 8, 2026 | no | WARREN, NJ | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jun 16, 2008 | Nov 10, 2017 | no | NEW YORK, NY|New York, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOUNTAINHEAD ADVISORS | Lido | Jan 8, 2026 | Dec 8, 2025 | -31 | Firm change after gap | RIA to RIA |
| HSBC SECURITIES (USA) INC. | FOUNTAINHEAD ADVISORS | Nov 10, 2017 | Mar 1, 2018 | 111 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 156185:269866:NJ:2026-01-08 | Jan 8, 2026 | Dec 8, 2025 | WARREN, NJ | Firm change after gap |