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RIA / WealthAdvisorCertified Financial Planner33 years in industry

STEPHEN HANS WAGNER

Advisor at INTEGRITY WEALTH ADVISORS, INC.

VENTURA, CA

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Search this name across graphsid dfx:ria:c70e2562-01fc-734a-1982-00fdd9aadca7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 25, 1992
First registration: Jul 8, 1997
Dual registered: no
IAPD individual key: 2193508

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY WEALTH ADVISORS, INC.	Independent wealth	Apr 29, 2016	n/a	yes	VENTURA, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 5, 2017	Jan 31, 2018	no	VENTURA, CA\|SAN DIEGO, CA\|VENTURA, CA\|OJAI, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 4, 2009	Feb 11, 2016	no	VENTURA, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	Jul 8, 1997	Sep 4, 2009	no	VENTURA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	n/a	Jan 31, 2018	n/a	n/a	Departure no registered destination	Departure
TRANSAMERICA FINANCIAL ADVISORS, LLC	INTEGRITY WEALTH ADVISORS, INC.	Feb 11, 2016	Apr 29, 2016	78	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Sep 4, 2009	Sep 4, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ INTEGRITY WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Apr 29, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 5, 2017 to Jan 31, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 4, 2009 to Feb 11, 2016factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Sep 4, 2009factForm ADV

Dated events

No dated event names this entity yet.