DFX Intelligence

E•••• H•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

E•••• H•••• H•••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Los Angeles, CA

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Search this name across graphsid dfx:ria:c722e486-229a-15d9-a80a-0ea1e03123d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Sep 15, 2021	n/a	yes	Los Angeles, CA\|CHICAGO, IL	Current employment
B•• A•• I••••••••• A••••••• L••	Former SEC adviser	May 12, 2004	Oct 14, 2021	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•• I••••••••• A••••••• L••	H•••••••• A•••••••• L••	Oct 14, 2021	Sep 15, 2021	-29	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
104580:145323:CA:2021-10-14	Oct 14, 2021	Sep 15, 2021	LOS ANGELES, CA	Firm change

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 15, 2021 to presentfactForm ADV
→ B•• A•• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 12, 2004 to Oct 14, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c722e486-229a-15d9-a80a-0ea1e03123d5
First observed: May 12, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.