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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Christopher Lee Rine

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | LIHUE, HI

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Search this name across graphsid dfx:ria:c72d3ea9-3eef-6d88-56fb-a069a8287312

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 13, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 13, 1996
First registration: Nov 2, 1998
Dual registered: yes, broker-dealer
Other names: Christopher Lee Rine|CHRIS Lee RINE|Christopher Rine
IAPD individual key: 2810899

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 31, 2025	n/a	yes	SAN DIEGO, CA\|LIHUE, HI\|LIHUE, HI	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Apr 2, 2025	no	LIHUE, HI\|KAPAA, HI\|SPOKANE VALLEY, WA\|KAPAA, HI	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Feb 3, 2020	Nov 12, 2020	no	Kapaa, HI\|Spokane Valley, WA\|Lihue, HI\|Lihue, HI	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 4, 2020	no	Carlsbad, CA\|Kapaa, HI	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	CARLSBAD, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 2, 1998	Apr 2, 2007	no	LA MESA, CA\|SAN DIEGO, CA\|CARLSBAD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Apr 2, 2025	Mar 31, 2025	-2	Firm change	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	FIRST ALLIED ADVISORY SERVICES, INC.	Feb 4, 2020	Feb 3, 2020	-1	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:6413:HI:2025-04-02	Apr 2, 2025	Mar 31, 2025	KAPAA, HI	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Apr 2, 2025factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 3, 2020 to Nov 12, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 4, 2020factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 2, 1998 to Apr 2, 2007factForm ADV

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
Christopher Lee Rine left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2025-03-31)
Form ADVobserved 6 days ago