DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher Lee Rine

LPL Financial LLCBD affiliatedSan Diego, Ca dual registrantIAPD 2810899

Feed of 09/14/2026

Also filed as Christopher Lee Rine

At current firm

1 y

since Mar 31, 2025

In the industry

29 y

since Dec 13, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Mar 31, 2025 · San Diego, Ca
Cetera Investment Advisers LLC BD affiliated
Nov 12, 2020 to Apr 2, 2025 · Lihue, Hi
First Allied Advisory Services, Inc. former
Feb 3, 2020 to Nov 12, 2020 · Kapaa, Hi
Morgan Stanley wirehouse
Jun 1, 2009 to Feb 4, 2020 · Carlsbad, Ca
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Carlsbad, Ca
Morgan Stanley Dw Inc. unclassified
Nov 2, 1998 to Apr 2, 2007 · La Mesa, Ca

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to LPL Financial LLC
left Apr 2, 2025, registered Mar 31, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
First Allied Advisory Services, Inc. to Cetera Investment Advisers LLC
left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
Morgan Stanley to First Allied Advisory Services, Inc.
left Feb 4, 2020, registered Feb 3, 2020 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Christopher Lee Rine left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2025-03-31)
Apr 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address