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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

MICAH WILLIAMS

Advisor at RBC CAPITAL MARKETS, LLC

RAPID CITY, SD | MINNEAPOLIS, MN | Rapid City, SD

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Search this name across graphsid dfx:ria:c7320db6-b87a-8fe5-ae49-b604108c3b47

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 25, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 24, 2013
First registration: Sep 25, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 6096266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 28, 2019	n/a	yes	RAPID CITY, SD\|MINNEAPOLIS, MN\|Rapid City, SD	Current employment
HERITAGE FINANCIAL SERVICES	Former SEC adviser	Mar 12, 2018	Oct 8, 2019	no	WESTWOOD, MA	Previous registration
LAKE STREET ADVISORS	Former SEC adviser	Oct 31, 2017	Feb 23, 2018	no	PORTSMOUTH, NH	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 25, 2013	Oct 10, 2017	no	RAPID CITY, SD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HERITAGE FINANCIAL SERVICES	RBC CAPITAL MARKETS, LLC	Oct 8, 2019	Oct 28, 2019	20	Firm change	RIA to ibd
LAKE STREET ADVISORS	HERITAGE FINANCIAL SERVICES	Feb 23, 2018	Mar 12, 2018	17	Firm change	Other
RBC CAPITAL MARKETS, LLC	LAKE STREET ADVISORS	Oct 10, 2017	Oct 31, 2017	21	Firm change	Other

Relationships

Registered with (3)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Sep 25, 2013 to Oct 10, 2017factForm ADV
→ HERITAGE FINANCIAL SERVICESRegistered adviserregistration: previous registration
Mar 12, 2018 to Oct 8, 2019factForm ADV
→ LAKE STREET ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2017 to Feb 23, 2018factForm ADV

Dated events

No dated event names this entity yet.