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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

LAKE STREET ADVISORS

LAKE STREET ADVISORS GROUP, LLC, CRD 288300

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10ffa3e9-3518-f021-678f-754e6826aadb

Data as of May 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 51
Dated events: 37
On other graphs: 0
Observed: Apr 13, 2017 to May 23, 2024
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.1BItem 5.F on the latest filing (2024-05-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $3.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 45
Advisory employees: 22
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,858
High net worth clients: 92
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $2.2B
SEC number: 801-110455
CIK: 1724269
CRD: 288300
Filings on the tape: 27
First filed: Apr 13, 2017
Latest filed: May 23, 2024
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LSA ACCESS FUND LP	Hedge Fund	$0	May 23, 2024	0	Mar 28, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CD&R FERDINAND CO-INVESTOR, L.P.	Partner	C	yes	08/2023	Sep 27, 2023	May 23, 2024
CD&R FERDINAND HOLDINGS, L.P.	Partner	D	yes	08/2023	Sep 27, 2023	May 23, 2024
CHASE, JOSEPH, WINLOCK	MANAGING PARTNER	Na	yes	01/2023	Mar 25, 2020	May 23, 2024
CLAYTON, DUBILIER & RICE FUND XII, L.P.	Partner	D	yes	08/2023	Sep 27, 2023	May 23, 2024
DECKER, CAROLYN, BUNTING RYAN	Partner	Na	yes	04/2017	Apr 13, 2017	May 23, 2024
FERDINAND FFP ACQUISITION, LLC	SHAREHOLDER, CLASS A COMMON STOCK	E	yes	08/2023	Sep 27, 2023	May 23, 2024
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	Member	E	yes	08/2023	Sep 27, 2023	May 23, 2024
FERDINAND FFP PARENT, INC.	Member	E	yes	08/2023	Sep 27, 2023	May 23, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	SHAREHOLDER, CLASS B COMMON STOCK	E	yes	08/2023	Sep 27, 2023	May 23, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	Shareholder	E	yes	08/2023	Sep 27, 2023	May 23, 2024
FOCUS FINANCIAL PARTNERS INC.	Member	E	yes	07/2018	Aug 27, 2018	May 23, 2024
FOCUS FINANCIAL PARTNERS, LLC	Member	E	yes	01/2007	Apr 13, 2017	May 23, 2024
FOCUS OPERATING, LLC	MEMBER (MANAGER)	E	yes	04/2017	Apr 13, 2017	May 23, 2024
Kreger, Matthew, Robert	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 23, 2024	May 23, 2024
OLSZAK, MELISSA	Partner	Na	yes	04/2017	Aug 1, 2017	May 23, 2024
VALLIERE, SHAWN, T	Partner	Na	yes	01/2023	Mar 30, 2023	May 23, 2024
WEBB, NORMAN, EUGENE	Partner	Na	yes	04/2017	Aug 1, 2017	May 23, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$3.1B	$1.3B	45	22	1	1	$0
2022	Mar 30, 2023	$2.9B	$1.1B	43	21	1	n/a	n/a
2021	Mar 31, 2022	$3.4B	$1.3B	35	16	1	n/a	n/a
2020	Mar 30, 2021	$2.9B	$982M	33	17	2	n/a	n/a
2019	Mar 25, 2020	$2.6B	$753M	29	12	1	n/a	n/a
2018	Mar 29, 2019	$2.1B	$555M	25	14	1	n/a	n/a
2017	Mar 29, 2018	$3.1B	$876M	29	15	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$3.1B	$2.9B	7.6%	$2.9B	2.2%	45	43	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SCS CAPITAL MANAGEMENT LLC	18	Mar 11, 2025	Mar 5, 2025	PORTSMOUTH, NH	Firm absorbed	RIA to RIA	100.0%
INFLECTION CAPITAL MANAGEMENT, LLC	3	Feb 20, 2025	Jul 11, 2025	PORTSMOUTH, NH	Team lift out	RIA to new firm	15.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LAKE STREET ADVISORS, LLC	7	Apr 20, 2017	Apr 25, 2017	PORTSMOUTH, NH	Firm absorbed	Other	100.0%

Relationships

Advises (1)

→ LSA ACCESS FUND LPPrivate fundHedge Fund, IA
Mar 28, 2024 to presentfactForm ADV

Controls (15)

← DECKER, CAROLYN, BUNTING RYANOwnerPARTNER, ownership code NA, individual
Apr 13, 2017 to presentfactForm ADV
← WEBB, NORMAN, EUGENEOwnerPARTNER, ownership code NA, individual
Aug 1, 2017 to presentfactForm ADV
← OLSZAK, MELISSAOwnerPARTNER, ownership code NA, individual
Aug 1, 2017 to presentfactForm ADV
← VALLIERE, SHAWN, TOwnerPARTNER, ownership code NA, individual
Mar 30, 2023 to presentfactForm ADV
← CHASE, JOSEPH, WINLOCKOwnerMANAGING PARTNER, ownership code NA, individual
Mar 25, 2020 to presentfactForm ADV
← Kreger, Matthew, RobertOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 23, 2024 to presentfactForm ADV
← CD&R FERDINAND CO-INVESTOR, L.P.OwnerPARTNER, ownership code C, foreign entity
Sep 27, 2023 to presentfactForm ADV
← CD&R FERDINAND HOLDINGS, L.P.OwnerPARTNER, ownership code D, domestic entity
Sep 27, 2023 to presentfactForm ADV
← CLAYTON, DUBILIER & RICE FUND XII, L.P.OwnerPARTNER, ownership code D, foreign entity
Sep 27, 2023 to presentfactForm ADV
← FERDINAND FFP ACQUISITION, LLCOwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 27, 2023 to presentfactForm ADV
← FERDINAND FFP INTERMEDIATE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Sep 27, 2023 to presentfactForm ADV
← FERDINAND FFP PARENT, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 27, 2023 to presentfactForm ADV
← FERDINAND FFP ULTIMATE HOLDINGS, LPOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 27, 2023 to presentfactForm ADV
← FOCUS FINANCIAL PARTNERS INC.OwnerMEMBER, ownership code E, domestic entity
Aug 27, 2018 to presentfactForm ADV
← FOCUS OPERATING, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Apr 13, 2017 to presentfactForm ADV

Moved with (3)

→ INFLECTION CAPITAL MANAGEMENT, LLCRegistered adviser3 advisors, team lift out, same day
Feb 20, 2025 to Jul 11, 2025factForm ADV
→ SCS CAPITAL MANAGEMENT LLCRegistered adviser18 advisors, firm absorbed
Mar 11, 2025 to Mar 5, 2025factForm ADV
← LAKE STREET ADVISORS, LLCRegistered adviser7 advisors, firm absorbed, same day
Apr 20, 2017 to Apr 25, 2017factForm ADV

Registered with (30)

← NORMAN EUGENE WEBBAdvisorregistration: previous registration
Apr 25, 2017 to Mar 19, 2025factForm ADV
← Kameron Robert GilchrestAdvisorregistration: previous registration
Feb 28, 2025 to Mar 14, 2025factForm ADV
← CAROLYN BUNTING RYAN DECKERAdvisorregistration: previous registration
Apr 25, 2017 to Mar 11, 2025factForm ADV
← MELISSA OLSZAKAdvisorregistration: previous registration
Apr 25, 2017 to Mar 11, 2025factForm ADV
← DEBRA ANNE STOKESAdvisorregistration: previous registration
Apr 25, 2017 to Mar 11, 2025factForm ADV
← CODY R MCCALLUMAdvisorregistration: previous registration
Jun 28, 2024 to Mar 11, 2025factForm ADV
← Matthew Robert KregerAdvisorregistration: previous registration
Apr 25, 2017 to Mar 11, 2025factForm ADV
← Jaclyn Virginia HirlAdvisorregistration: previous registration
May 20, 2019 to Mar 11, 2025factForm ADV
← Jennifer Anne HughesAdvisorregistration: previous registration
Dec 12, 2017 to Mar 11, 2025factForm ADV
← MICHAEL RICHARD LECLERCAdvisorregistration: previous registration
Apr 26, 2023 to Mar 11, 2025factForm ADV
← Gabrielle Antonia ZarrellaAdvisorregistration: previous registration
Mar 21, 2019 to Mar 11, 2025factForm ADV
← Zachary PeacockAdvisorregistration: previous registration
Aug 16, 2024 to Mar 11, 2025factForm ADV
← Travis Jason BroadhurstAdvisorregistration: previous registration
Apr 20, 2021 to Mar 11, 2025factForm ADV
← Ryan Patrick NolanAdvisorregistration: previous registration
Jul 16, 2024 to Mar 11, 2025factForm ADV
← NICOLE RENEE BOUSQUETAdvisorregistration: previous registration
May 25, 2022 to Mar 11, 2025factForm ADV
← Kieran James LynchAdvisorregistration: previous registration
Nov 1, 2024 to Mar 11, 2025factForm ADV
← William Alan GeorgeAdvisorregistration: previous registration
Mar 17, 2023 to Mar 11, 2025factForm ADV
← Carolyn Avis FligorAdvisorregistration: previous registration
Jan 8, 2025 to Mar 11, 2025factForm ADV
← JAMES PATRICK MACHINCHICKAdvisorregistration: previous registration
May 18, 2023 to Feb 20, 2025factForm ADV
← HUNTER WILLIAM STEADLEYAdvisorregistration: previous registration
Apr 21, 2021 to Feb 20, 2025factForm ADV
← Samuel Gordon StantonAdvisorregistration: previous registration
Dec 6, 2023 to Feb 20, 2025factForm ADV
← RACHAEL E BATORAdvisorregistration: previous registration
Apr 25, 2017 to Oct 16, 2024factForm ADV
← BRIAN JOSEPH DURKINAdvisorregistration: previous registration
Nov 28, 2017 to May 3, 2024factForm ADV
← CHRISTOPHER JOHN CERTOAdvisorregistration: previous registration
Sep 22, 2020 to Apr 5, 2024factForm ADV
← Peter Willett AnkenyAdvisorregistration: previous registration
Jun 18, 2020 to Mar 26, 2024factForm ADV
← SARAH SMETSAdvisorregistration: previous registration
Jun 23, 2021 to Nov 17, 2022factForm ADV
← JOHN JOSEPH BOSCOAdvisorregistration: previous registration
Aug 3, 2017 to Feb 26, 2021factForm ADV
← Jared Robert MarksonAdvisorregistration: previous registration
Jul 3, 2019 to Jan 22, 2021factForm ADV
← BEVERLY ANN RODRIGUEAdvisorregistration: previous registration
Apr 25, 2017 to Nov 26, 2018factForm ADV
← MICAH WILLIAMSAdvisorregistration: previous registration
Oct 31, 2017 to Feb 23, 2018factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Lake Street Advisors no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $3.1B)
Form ADVobserved 6 days ago
$3.1B
Occurred
Mar 19, 2025
Advisor changed firm
Norman Eugene Webb left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2025
Advisor changed firm
Kameron Robert Gilchrest left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-05)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Firm absorbed
Lake Street Advisors's advisors moved to Scs Capital Management LLC (Portsmouth, NH): 18 of 18 registered, within 8 days
Form ADVobserved 6 days ago
18 advisors
Occurred
Mar 11, 2025
Advisor changed firm
Cody R Mccallum left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Matthew Robert Kreger left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Michael Richard Leclerc left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Jennifer Anne Hughes left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Melissa Olszak left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Gabrielle Antonia Zarrella left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Ryan Patrick Nolan left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Carolyn Avis Fligor left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Travis Jason Broadhurst left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Carolyn Bunting Ryan Decker left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-04)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
William Alan George left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Nicole Renee Bousquet left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Kieran James Lynch left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Jaclyn Virginia Hirl left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Zachary Peacock left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2025
Advisor changed firm
Debra Anne Stokes left Lake Street Advisors for Scs Capital Management Llc (registered 2025-03-03)
Form ADVobserved 6 days ago
Occurred
Feb 20, 2025
Team lift-out
3 advisors left Lake Street Advisors (Portsmouth, NH) for Inflection Capital Management, LLC on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
Feb 20, 2025
Advisor changed firm
James Patrick Machinchick left Lake Street Advisors for Inflection Capital Management, Llc (registered 2025-05-30)
Form ADVobserved 6 days ago
Occurred
Feb 20, 2025
Advisor changed firm
Samuel Gordon Stanton left Lake Street Advisors for Inflection Capital Management, Llc (registered 2025-07-11)
Form ADVobserved 6 days ago
Occurred
Feb 20, 2025
Advisor changed firm
Hunter William Steadley left Lake Street Advisors for Inflection Capital Management, Llc (registered 2025-05-27)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2024
Advisor changed firm
Rachael E Bator left Lake Street Advisors for Cmh Wealth Management, Llc (registered 2025-08-04)
Form ADVobserved 6 days ago
Occurred
May 23, 2024
Control person joined
Robert Matthew Kreger (Chief Compliance Officer) appeared on Schedule A of Lake Street Advisors
Form ADVobserved 6 days ago
Occurred
May 23, 2024
Control person left
Joseph Brian Durkin (Chief Compliance Officer/Chief Financial Officer) no longer on Schedule A of Lake Street Advisors (listed 2024-03-28, absent 2024-05-23)
Form ADVobserved 6 days ago
Occurred
May 3, 2024
Advisor changed firm
Brian Joseph Durkin left Lake Street Advisors for Gfp Private Wealth (registered 2024-05-22)
Form ADVobserved 6 days ago
Occurred
Apr 5, 2024
Advisor changed firm
Christopher John Certo left Lake Street Advisors for Lnw (registered 2024-05-09)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Advisor changed firm
Peter Willett Ankeny left Lake Street Advisors for Wolf Pine Capital (registered 2024-05-14)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person joined
T Shawn Valliere (Partner) appeared on Schedule A of Lake Street Advisors
Form ADVobserved 6 days ago
Occurred
Nov 17, 2022
Advisor changed firm
Sarah Smets left Lake Street Advisors for Td Private Client Wealth Llc (registered 2022-12-02)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person left
Alan Greg Vanslyke (Partner) no longer on Schedule A of Lake Street Advisors (listed 2020-05-28, absent 2021-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2020
Regulatory AUM changed
Lake Street Advisors reported RAUM $2.6B, up 27% from $2.1B (2019-03-29 to 2020-03-25)
Form ADVobserved 6 days ago
$552M
Occurred
Mar 25, 2020
Control person joined
Winlock Joseph Chase (Partner) appeared on Schedule A of Lake Street Advisors
Form ADVobserved 6 days ago
Occurred
Apr 13, 2017
Succession filed (Item 4)
Lake Street Advisors Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Apr 13, 2017
First Form ADV filing
Lake Street Advisors Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10ffa3e9-3518-f021-678f-754e6826aadb
First observed: Apr 13, 2017
Last observed: May 23, 2024 28 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAKE STREET ADVISORS

LAKE STREET ADVISORS GROUP, LLC, CRD 288300

PORTSMOUTH, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:10ffa3e9-3518-f021-678f-754e6826aadb

Data as of May 23, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LSA ACCESS FUND LP

Hedge Fund

May 23, 2024

Mar 28, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CD&R FERDINAND CO-INVESTOR, L.P.

Partner

yes

08/2023

Sep 27, 2023

May 23, 2024

CD&R FERDINAND HOLDINGS, L.P.

Partner

yes

08/2023

Sep 27, 2023

May 23, 2024

CHASE, JOSEPH, WINLOCK

MANAGING PARTNER

yes

01/2023

Mar 25, 2020

May 23, 2024

CLAYTON, DUBILIER & RICE FUND XII, L.P.

Partner

yes

08/2023

Sep 27, 2023

May 23, 2024

DECKER, CAROLYN, BUNTING RYAN

Partner

yes

04/2017

Apr 13, 2017

May 23, 2024

FERDINAND FFP ACQUISITION, LLC

SHAREHOLDER, CLASS A COMMON STOCK

yes

08/2023

Sep 27, 2023

May 23, 2024

FERDINAND FFP INTERMEDIATE HOLDINGS, LLC

Member

yes

08/2023

Sep 27, 2023

May 23, 2024

FERDINAND FFP PARENT, INC.

Member

yes

08/2023

Sep 27, 2023

May 23, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

SHAREHOLDER, CLASS B COMMON STOCK

yes

08/2023

Sep 27, 2023

May 23, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

Shareholder

yes

08/2023

Sep 27, 2023

May 23, 2024

FOCUS FINANCIAL PARTNERS INC.

Member

yes

07/2018

Aug 27, 2018

May 23, 2024

FOCUS FINANCIAL PARTNERS, LLC

Member

yes

01/2007

Apr 13, 2017

May 23, 2024

FOCUS OPERATING, LLC

MEMBER (MANAGER)

yes

04/2017

Apr 13, 2017

May 23, 2024

Kreger, Matthew, Robert

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 23, 2024

OLSZAK, MELISSA

Partner

yes

04/2017

Aug 1, 2017

May 23, 2024

VALLIERE, SHAWN, T

Partner

yes

01/2023

Mar 30, 2023

May 23, 2024

WEBB, NORMAN, EUGENE

Partner

yes

04/2017

Aug 1, 2017

May 23, 2024

City

State

Country

Employees

Also broker-dealer

Boston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$3.1B

$1.3B

2022

Mar 30, 2023

$2.9B

$1.1B

n/a

2021

Mar 31, 2022

$3.4B

$1.3B

n/a

2020

Mar 30, 2021

$2.9B

$982M

n/a

2019

Mar 25, 2020

$2.6B

$753M

n/a

2018

Mar 29, 2019

$2.1B

$555M

n/a

2017

Mar 29, 2018

$3.1B

$876M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$3.1B

$2.9B

7.6%

$2.9B

2.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SCS CAPITAL MANAGEMENT LLC

Mar 11, 2025

Mar 5, 2025

PORTSMOUTH, NH

Firm absorbed

RIA to RIA

100.0%

INFLECTION CAPITAL MANAGEMENT, LLC

Feb 20, 2025

Jul 11, 2025

PORTSMOUTH, NH

Team lift out

RIA to new firm

15.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LAKE STREET ADVISORS, LLC

Apr 20, 2017

Apr 25, 2017

PORTSMOUTH, NH

Firm absorbed

Other

100.0%