DFX Intelligence

A•••••••• J• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

A•••••••• J• S•••••••

Advisor at W•••• F•••• A•••••••

SCHAUMBURG, IL

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Search this name across graphsid dfx:ria:c73e6420-2d2a-a179-0a21-2848934d9e88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 19, 2023	n/a	yes	SCHAUMBURG, IL	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Mar 28, 2022	Oct 25, 2023	no	MORRISTOWN, NJ\|Palatine, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	W•••• F•••• A•••••••	Oct 25, 2023	Dec 19, 2023	55	Firm change	Ibd to wirehouse
F••••••• P••••••• A•• W•••••••• A•••••••	P•••••• A•••••• G••••• L••	Mar 29, 2022	Mar 28, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:6413:IL:2016-12-31	Dec 31, 2016	Jan 2, 2018	CRYSTAL LAKE, IL	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 19, 2023 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Mar 28, 2022 to Oct 25, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 27, 2021 to Mar 29, 2022factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Oct 25, 2023
A•••••• firm change
A•••••••• J• S••••••• left P•••••• A•••••• G••••• L•• for W•••• F•••• A••••••• (registered 2023-12-19)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2022
A•••••• firm change
A•••••••• J• S••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•••••• A•••••• G••••• L•• (registered 2022-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c73e6420-2d2a-a179-0a21-2848934d9e88
First observed: Aug 24, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.