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Advisor at LPL FINANCIAL LLC
JACKSON, MS | LEXINGTON, MS | YAZOO CITY, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 20, 2009 | n/a | yes | JACKSON, MS|LEXINGTON, MS|YAZOO CITY, MS | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 10, 2003 | Mar 23, 2009 | no | JACKSON, MS|RIDGELAND, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Mar 23, 2009 | Mar 20, 2009 | -3 | Firm change | Other |