DFX Intelligence

R•••• F•••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

R•••• F•••••••• W••••••

Advisor at F•••••••• W••••• P•••••••• L••

NEWTON LOWER FALLS, MA

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Search this name across graphsid dfx:ria:c7512b6a-d856-e85f-c82f-ac62feab9fe8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• W••••• P•••••••• L••	Independent wealth	Jan 11, 2022	n/a	yes	NEWTON LOWER FALLS, MA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Jan 29, 2019	Apr 27, 2020	no	WALTHAM, MA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• A•••••••• L••	F•••••••• W••••• P•••••••• L••	Oct 13, 2021	Jan 11, 2022	90	Firm change	RIA to RIA
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	Jan 29, 2019

Relationships

Registered with (3)

→ F•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 11, 2022 to presentfactForm ADV
→ B••••• P••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2019 to Oct 13, 2021factForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2019 to Apr 27, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7512b6a-d856-e85f-c82f-ac62feab9fe8
First observed: Jan 29, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.