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Advisor at WELLS FARGO ADVISORS
New York, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 12, 2017 | n/a | yes | NEW YORK, NY|New York, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 18, 2007 | Jul 14, 2017 | no | GARDEN CITY, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | May 23, 2007 | no | MELVILLE, NY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 17, 2002 | Apr 2, 2007 | no | MELVILLE, NY|MELVILLE, NY|GARDEN CITY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 14, 2017 | Jul 12, 2017 | -2 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 23, 2007 | May 18, 2007 | -5 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:NY:2017-07-14 | Jul 14, 2017 | Jul 12, 2017 | GARDEN CITY, NY | Firm change |