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M•• V•••• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

M•• V•••• I••••••••• P•••••••• L••

CRD 144906

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c76434c9-2f55-2612-a607-de78d7ecccfa

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 16
On other graphs: 0
Observed: Mar 29, 2012 to Mar 24, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.11 fund_share=0.19 institutional_share=0.52 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $121MderivedItem 5.D individuals plus high net worth individuals
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• A•••• M••••	Chartered Financial Analyst	Miami, FL \| LOS ANGELES, CA	18	26	1	no
B•••• L•• M•••••	Chartered Financial Analyst	LOS ANGELES, CA	18	26

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1••• C•••••• G•••• H•••••••• L••	Shareholder	F	yes	10/2018	Jul 16, 2021	Nov 29, 2024
1••• C•••••• G••••• I•••	MANAGING MEMBER	E	yes	10/2018	Jul 16, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••• R•••• C•••••• M••••••••• L••	n/a	Other adviser	$9.5B	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Minnetonka	Mn	United States	10	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.5B	-25.7%	$2.4B	-22.0%	19	17	3	4

Relationships

Affiliated with (5)

← F/M INVESTMENTS LLCRegistered adviserother investment adviser, common control
factForm ADV
← H••• R•••• C•••••• M••••••••• L••Registered adviserother investment adviser
factForm ADV
← EMSTONE ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ H••• R•••• C•••••• M••••••••• L••Registered adviserother investment adviser

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
M•• V•••• I••••••••• P•••••••• L•• reported RAUM $1.1B, down 26% from $1.5B (2025-10-23 to 2026-03-24)
Form ADVobserved 7 days ago
$-389M
Occurred
Mar 14, 2025
Regulatory AUM changed
M•• V•••• I••••••••• P•••••••• L•• reported RAUM $1.5B, down 35% from $2.3B (2024-11-29 to 2025-03-14)
Form ADVobserved 7 days ago
$-796M
Occurred
Jan 31, 2024
Advisor changed firm
Shala L Walker left M•• V•••• I••••••••• P•••••••• L•• for Linscomb Wealth, Inc. (registered 2026-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c76434c9-2f55-2612-a607-de78d7ecccfa
First observed: Mar 29, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (19)

← H•••••• J•••• T•••••OwnerMEMBER/MANAGER, ownership code D, individual
Mar 20, 2023 to Nov 29, 2024factForm ADV
← M••••• S••••• A••••OwnerTRUSTEE, ownership code E, individual
Mar 29, 2012 to Nov 29, 2024factForm ADV
← B••••••• C••••••• A•••••OwnerMEMBER/MANAGER, ownership code F, individual
Mar 20, 2023 to Nov 29, 2024factForm ADV
← R•••••• C••••••OwnerTRUSTEE, ownership code D, individual
Mar 15, 2019 to Nov 29, 2024factForm ADV
← P•••••••• J••••••• B•••••••OwnerTRUSTEE, ownership code D, individual
Mar 29, 2012 to Nov 29, 2024factForm ADV
← H••••••••• J•••••• J•••••OwnerTRUSTEE, ownership code F, individual
Mar 29, 2012 to Nov 29, 2024factForm ADV
← M•••••• B••••• L••OwnerTRUSTEE, ownership code D, individual
Mar 29, 2012 to Nov 29, 2024factForm ADV
← S•••••••• R•••••• A••••OwnerCHIEF OPERATING OFFICER, BOARD MEMBER, CLASS A MEMBER, ownership code NA, individual
Feb 13, 2015 to Nov 29, 2024factForm ADV
← M••••••• C••••••••• J••••OwnerMANAGER, ownership code F, individual
Mar 20, 2023 to Nov 29, 2024factForm ADV
← W•••••• M••••••• A••••• R•••OwnerMANAGER, ownership code F, individual
Mar 20, 2023 to Nov 29, 2024factForm ADV
← M•••••• A••••••• K•••••••OwnerTRUSTEE, ownership code D, individual
Mar 15, 2019 to Nov 29, 2024factForm ADV
← H••••••••• J••••• A••OwnerTRUSTEE, ownership code F, individual
Jul 16, 2021 to Nov 29, 2024factForm ADV
← 1••• C•••••• G•••• H•••••••• L••OwnerSHAREHOLDER, ownership code F, domestic entity
Jul 16, 2021 to Nov 29, 2024factForm ADV
← 1••• C•••••• G••••• I•••OwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 16, 2021 to Nov 29, 2024factForm ADV
← 1••• F•••••••• C••••••• L••OwnerMEMBER, ownership code E, domestic entity
Jul 16, 2021 to Nov 29, 2024factForm ADV
← D••••••••• M••••••• G•••• P••••• L••OwnerMEMBER, ownership code E, domestic entity
Mar 20, 2023 to Nov 29, 2024factForm ADV
← R••••••••• 2••• T••••OwnerOWNER, ownership code E, domestic entity
Mar 15, 2019 to Nov 29, 2024factForm ADV
← T•• 2••• M••••• F••••• T••••OwnerOWNER, ownership code E, domestic entity
Mar 15, 2019 to Nov 29, 2024factForm ADV
← T•• M•••• R•••••••• L••••• T••••OwnerOWNER, ownership code E, domestic entity
Mar 15, 2019 to Nov 29, 2024factForm ADV

2025	Mar 24, 2026	$1.1B	$1.1B	19	19	3	n/a	n/a
2024	Mar 14, 2025	$1.5B	$1.5B	17	17	4	n/a	n/a
2023	Mar 14, 2024	$2.3B	$2.3B	17	17	4	n/a	n/a
2022	Mar 20, 2023	$2.4B	$2.4B	18	18	4	n/a	n/a
2021	Mar 15, 2022	$3.7B	$3.7B	18	18	4	n/a	n/a
2020	Mar 22, 2021	$4.1B	$4.1B	18	18	3	n/a	n/a
2019	Mar 13, 2020	$4.3B	$4.3B	17	17	3	n/a	n/a
2018	Mar 15, 2019	$3.1B	$3.1B	16	16	3	n/a	n/a
2017	Mar 9, 2018	$2.7B	$2.7B	16	16	3	n/a	n/a
2016	Mar 23, 2017	$3.6B	$2.6B	15	4	n/a	n/a	n/a
2015	Mar 29, 2016	$2.4B	$1.8B	12	4	n/a	n/a	n/a
2014	Feb 13, 2015	$1.7B	$1.7B	5	5	n/a	n/a	n/a
2013	Mar 28, 2014	$1.8B	$1.8B	5	5	n/a	n/a	n/a
2012	Mar 15, 2013	$1.4B	$1.4B	5	4	n/a	n/a	n/a
2011	Mar 29, 2012	$1.2B	$1.2B	n/a	n/a	n/a	n/a	n/a