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CRD 108832
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HONEYCUTT, JOSHUA, JOSEPH | BOARD MEMBER | A | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| HOOD RIVER CAPITAL MANAGEMENT LLC | PREFERRED SHAREHOLDER | D | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| MAR VISTA INVESTMENT PARTNERS LLC | PREFERRED SHAREHOLDER | D | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| MARVIN, ROBERT, CLARENCE | MEMBER, PORTFOLIO MANAGER | C | yes | 10/2012 | Feb 13, 2015 | Apr 30, 2015 |
| MARVIN, ROBERT, CLARENCE | BOARD MEMBER | B | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| MASSEY, BRIAN, LEE | PRESIDENT, MANAGER, BOARD MEMBER, COMMON MEMBER | C | yes | 09/2007 | Feb 13, 2015 | Apr 30, 2015 |
| MASSEY, BRIAN, LEE | BOARD MEMBER | B | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| MYERS, SILAS, ALGIA | CEO, MANAGER, CHAIRMAN, BOARD MEMBER, COMMON MEMBER | D | yes | 09/2007 | Feb 13, 2015 | Apr 30, 2015 |
| MYERS, SILAS, ALGIA | BOARD MEMBER | C | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| SCHMALTZ, ROBERT, ALOYS | CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER | Na | yes | 06/2013 | Mar 28, 2014 | Apr 30, 2015 |
| SMOLUCH, BRIAN, PAUL | BOARD MEMBER | B | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| SMOLUCH, BRIAN, PAUL | MANAGING MEMBER, PORTFOLIO MANAGER | C | yes | 10/2012 | Feb 13, 2015 | Apr 30, 2015 |
| SWANK, DAVID, GORDON | MEMBER, PORTFOLIO MANAGER | C | yes | 10/2012 | Feb 13, 2015 | Apr 30, 2015 |
| SWANK, DAVID, GORDON | BOARD MEMBER | B | yes | 01/2015 | Feb 13, 2015 | Apr 30, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HOOD RIVER CAPITAL MANAGEMENT LLC | n/a | Other adviser | $9.5B | Y | no | n/a |
| MAR VISTA INVESTMENT PARTNERS, LLC | n/a | Other adviser | $1.1B | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Hinsdale | IL | United States | n/a | no |
| n/a | n/a | n/a | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Feb 13, 2015 | $594M | $594M | 12 | 0 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $1.3B | $1.3B | 12 | 0 | n/a | n/a | n/a |
| 2012 | Mar 15, 2013 | $1.1B | $1.1B | 16 | 3 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $919M | $919M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $594M | $1.3B | -53.2% | $919M | -13.5% | 12 | 12 | n/a | n/a |