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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

MARK ANTHONY CZAJA

Advisor at HENNION & WALSH ASSET MANAGEMENT, INC.

PARSIPPANY, NJ | Boca Raton, FL

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Search this name across graphsid dfx:ria:c76a1fe3-6be9-d9e5-d826-161e3e413011

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HENNION & WALSH ASSET MANAGEMENT, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 6, 1984
First registration: Sep 8, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1045839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HENNION & WALSH ASSET MANAGEMENT, INC.	Bd affiliated wealth	Sep 1, 2016	n/a	yes	Boca Raton, FL\|PARSIPPANY, NJ	Current employment
PMK SECURITIES & RESEARCH, INC.	n/a	Feb 15, 2013	Dec 31, 2013	no	DELRAY BEACH, FL\|DELRAY BEACH, FL	Previous registration
PMK CAPITAL ADVISORS INC	Former SEC adviser	Jan 7, 2013	Feb 3, 2014	no	DELRAY BEACH, FL	Previous registration
INVESTMENT SCIENCES, INC.	n/a	Sep 8, 1997	Mar 11, 2014	no	DELRAY BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT SCIENCES, INC.	PMK CAPITAL ADVISORS INC	Mar 11, 2014	Jan 7, 2013	-428	Firm change after gap	Other
PMK CAPITAL ADVISORS INC	PMK SECURITIES & RESEARCH, INC.	Feb 3, 2014	Feb 15, 2013	-353	Firm change after gap	Other
PMK SECURITIES & RESEARCH, INC.	HENNION & WALSH ASSET MANAGEMENT, INC.	Dec 31, 2013	Sep 1, 2016	975	Firm change after gap	Other

Relationships

Registered with (4)

→ HENNION & WALSH ASSET MANAGEMENT, INC.Registered adviserregistration: current employment
Sep 1, 2016 to presentfactForm ADV
→ INVESTMENT SCIENCES, INC.Registered adviserregistration: previous registration
Sep 8, 1997 to Mar 11, 2014factForm ADV
→ PMK CAPITAL ADVISORS INCRegistered adviserregistration: previous registration
Jan 7, 2013 to Feb 3, 2014factForm ADV
→ PMK SECURITIES & RESEARCH, INC.Registered adviserregistration: previous registration
Feb 15, 2013 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.