DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PMK CAPITAL ADVISORS INC

CRD 108061

DELRAY BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:332b87fd-dc79-61c6-3997-17ff1d94ccd2

Data as of Sep 24, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Sep 24, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $129MItem 5.F on the latest filing (2013-09-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $129M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Accounts: 19
SEC number: 801-56209
CRD: 108061
Filings on the tape: 3
First filed: Mar 27, 2012
Latest filed: Sep 24, 2013
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KUMAR, ROGER	INDIRECT OWNER	D	yes	01/1999	Mar 27, 2012	Sep 24, 2013
MURPHY, JOHN, MICHAEL	INDIRECT OWNER	C	yes	01/1999	Mar 27, 2012	Sep 24, 2013
PMK SECURITIES & RESEARCH, INC.	Shareholder	E	yes	01/1999	Mar 27, 2012	Sep 24, 2013
WURST, WENDY, ANN	CHIEF COMPLIANCE OFFICER	Na	no	11/2003	Mar 27, 2012	Sep 24, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PMK SECURITIES & RESEARCH, INC.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 27, 2013	$129M	$129M	7	5	n/a	n/a	n/a
2011	Mar 27, 2012	$122M	$122M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$129M	$122M	6.2%	n/a	n/a	7	n/a	n/a	n/a

Relationships

Owns (1)

← WURST, WENDY, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV

Controls (3)

← KUMAR, ROGEROwnerINDIRECT OWNER, ownership code D, individual
Mar 27, 2012 to presentfactForm ADV
← MURPHY, JOHN, MICHAELOwnerINDIRECT OWNER, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← PMK SECURITIES & RESEARCH, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV

Registered with (2)

← MARK ANTHONY CZAJAAdvisorregistration: previous registration
Jan 7, 2013 to Feb 3, 2014factForm ADV
← TIMOTHY PETER CIRAULOAdvisorregistration: previous registration
Jan 7, 2013 to Feb 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:332b87fd-dc79-61c6-3997-17ff1d94ccd2
First observed: Mar 27, 2012
Last observed: Sep 24, 2013 158 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PMK CAPITAL ADVISORS INC

CRD 108061

DELRAY BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:332b87fd-dc79-61c6-3997-17ff1d94ccd2

Data as of Sep 24, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KUMAR, ROGER

INDIRECT OWNER

yes

01/1999

Mar 27, 2012

Sep 24, 2013

MURPHY, JOHN, MICHAEL

INDIRECT OWNER

yes

01/1999

Mar 27, 2012

Sep 24, 2013

PMK SECURITIES & RESEARCH, INC.

Shareholder

yes

01/1999

Mar 27, 2012

Sep 24, 2013

WURST, WENDY, ANN

CHIEF COMPLIANCE OFFICER

11/2003

Mar 27, 2012

Sep 24, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PMK SECURITIES & RESEARCH, INC.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 27, 2013

$129M

n/a

2011

Mar 27, 2012

$122M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$129M

$122M

6.2%

n/a