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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

WILLIAM JONATHAN WILLIAMS

Advisor at LYTLE INVESTMENTS

GRAND ISLAND, NY

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Search this name across graphsid dfx:ria:c771df3b-1a62-ebb4-edd5-3a7c4ee0742f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LYTLE INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 17, 2016
First registration: Feb 7, 2019
Dual registered: yes, broker-dealer
Other names: William Jonathan Williams|BILL WILLIAMS
IAPD individual key: 2301267

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LYTLE INVESTMENTS	Independent wealth	Jan 26, 2023	n/a	yes	GRAND ISLAND, NY	Current employment
FISHER INVESTMENTS	Independent wealth	Jun 29, 2021	Jun 2, 2022	no	PLANO, TX\|GRAND ISLAND, NY	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jun 17, 2020	Dec 23, 2020	no	Buffalo, NY\|WHEATON, IL	Previous registration
WINTHROP PARTNERS - WNY, LLC	Independent wealth	Feb 7, 2019	Mar 6, 2020	no	ORCHARD, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	LYTLE INVESTMENTS	Jun 2, 2022	Jan 26, 2023	238	Firm change	RIA to RIA
BROOKSTONE CAPITAL MANAGEMENT LLC	FISHER INVESTMENTS	Dec 23, 2020	Jun 29, 2021	188	Firm change	RIA to RIA
WINTHROP PARTNERS - WNY, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Mar 6, 2020	Jun 17, 2020	103	Firm change	RIA to RIA

Relationships

Registered with (4)

→ LYTLE INVESTMENTSRegistered adviserregistration: current employment
Jan 26, 2023 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jun 29, 2021 to Jun 2, 2022factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 17, 2020 to Dec 23, 2020factForm ADV
→ WINTHROP PARTNERS - WNY, LLCRegistered adviserregistration: previous registration
Feb 7, 2019 to Mar 6, 2020factForm ADV

Dated events

Occurred
Jun 2, 2022
Advisor changed firm
William Jonathan Williams left Fisher Investments for Lytle Investments (registered 2023-01-26)
Form ADVobserved 6 days ago