DFX Intelligence
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Reading the graph
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Advisor at O•••• P•••••••• S••••••••• L••
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 17, 2023 | n/a | yes | OMAHA, NE | Current employment |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Jan 17, 2020 | Jan 6, 2023 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Jan 6, 2023 | Jan 17, 2023 | 11 | Bulk transfer | RIA to ibd |
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 31, 2019 | Jan 17, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107975:125446:NE:2019-12-31 | Dec 31, 2019 | Jan 17, 2020 | OMAHA, NE | Firm change |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 2, 2014 | Dec 31, 2019 | no | OMAHA, NE | Previous registration |
| 17 |
| Channel change |
| RIA to RIA |