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Advisor at GLEN EAGLE ADVISORS, LLC
KINGSTON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLEN EAGLE ADVISORS, LLC | Independent wealth | Feb 1, 2019 | n/a | yes | KINGSTON, NJ | Current employment |
| SUMMIT FINANCIAL, LLC | Bd affiliated wealth | Dec 26, 2018 | Feb 1, 2019 | no | Parsippany, NJ | Previous registration |
| SUMMIT FINANCIAL RESOURCES INC | Former SEC adviser | Mar 29, 2016 | Sep 20, 2018 | no | Parsippany, NJ | Previous registration |
| SUMMIT EQUITIES INC | Former SEC adviser | Mar 28, 2016 | Dec 27, 2018 | no | PARSIPPANY, NJ|KINGSTON, NJ | Previous registration |
| INSIGHT PRIVATE ADVISORS, LLC | Former SEC adviser | Jan 21, 2015 | May 2, 2016 | no | FLEMINGTON, NJ|BRIDGEWATER, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 2, 2013 | Oct 28, 2015 | no | BRIDGEWATER, NJ|BRIDGEWATER, NJ|FLEMINGTON, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 27, 2012 | May 23, 2013 | no | PRINCETON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL, LLC | GLEN EAGLE ADVISORS, LLC | Feb 1, 2019 | Feb 1, 2019 | 0 | Firm change | Ibd to RIA |
| SUMMIT EQUITIES INC | SUMMIT FINANCIAL RESOURCES INC | Dec 27, 2018 | Mar 29, 2016 | -1,003 | Bulk transfer | Other |
| SUMMIT FINANCIAL RESOURCES INC | SUMMIT FINANCIAL, LLC | Sep 20, 2018 | Dec 26, 2018 | 97 | Bulk transfer | Other |
| INSIGHT PRIVATE ADVISORS, LLC | SUMMIT EQUITIES INC | May 2, 2016 | Mar 28, 2016 | -35 | Firm change after gap | Other |
| LPL FINANCIAL LLC | INSIGHT PRIVATE ADVISORS, LLC | Oct 28, 2015 | Jan 21, 2015 | -280 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | May 23, 2013 | Aug 2, 2013 | 71 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:169017:NJ:2015-10-28 | Oct 28, 2015 | Jan 21, 2015 | FLEMINGTON, NJ | Firm change after gap |