DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
ROCKVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 8, 2009 | n/a | yes | ROCKVILLE, MD | Current employment |
| M••••• S•••••• C••••••••• | n/a | Feb 24, 2006 | Sep 8, 2009 | no | ASHBURN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• C••••••••• | L•• F•••••••• L•• | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |
| C•••••• W••••• M••••••••• I••• | F•• S••••••••• C••••••••• | Feb 24, 2006 | Jan 28, 2005 |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jan 28, 2005 | Apr 1, 2005 | no | MCLEAN, VA | Previous registration |
| C•••••• W••••• M••••••••• I••• | Independent wealth | Mar 5, 2001 | Feb 24, 2006 | no | MCLEAN, VA | Previous registration |
| -392 |
| Firm change after gap |
| Other |
| F•• S••••••••• C••••••••• | M••••• S•••••• C••••••••• | Apr 1, 2005 | Feb 24, 2006 | 329 | Firm change | Other |