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T••••• G••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

T••••• G••••• K••••••

Advisor at C•••• C••••••• L••

GLEN ELLYN, IL

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Search this name across graphsid dfx:ria:c79d7c89-c513-bb3d-dc40-c0a4835a92a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C••••••• L••	Former SEC adviser	Jul 27, 2017	n/a	yes	GLEN ELLYN, IL	Current employment
G••• H••••• F••••••••	Former SEC adviser	May 18, 2018	Aug 16, 2022	no	BARRINGTON, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••• H••••• F••••••••	n/a	Aug 16, 2022	n/a	n/a	Departure no registered destination	Departure
G••••••••• I•••••••••	C•••• C••••••• L••	Nov 4, 2008	Jul 27, 2017

Relationships

Registered with (3)

→ C•••• C••••••• L••Registered adviserregistration: current employment
Jul 27, 2017 to presentfactForm ADV
→ G••• H••••• F••••••••Registered adviserregistration: previous registration
May 18, 2018 to Aug 16, 2022factForm ADV
→ G••••••••• I•••••••••Registered adviserregistration: previous registration
Jan 30, 2006 to Nov 4, 2008factForm ADV

Dated events

Occurred
Aug 16, 2022
Advisor departed, no destination yet
T••••• G••••• K•••••• no longer registered at G••• H••••• F••••••••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c79d7c89-c513-bb3d-dc40-c0a4835a92a3
First observed: Jan 30, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.