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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

ANTHONY DANIEL

Advisor at COMMONWEALTH FINANCIAL NETWORK

Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7a53bb2-7959-1e29-72bf-15ca6d3aaf19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 8, 2008
First registration: May 22, 2008
Dual registered: yes, broker-dealer
Other names: TONY DANIEL|ANTHONY ROBERT DANIEL
IAPD individual key: 5102145

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 21, 2023	n/a	yes	Omaha, NE	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 19, 2021	Sep 21, 2023	no	OMAHA, NE	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Apr 4, 2013	Jul 2, 2019	no	COLUMBUS, OH	Previous registration
MARINER WEALTH ADVISORS	Former SEC adviser	May 22, 2008	Oct 1, 2010	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	COMMONWEALTH FINANCIAL NETWORK	Sep 21, 2023	Sep 21, 2023	0	Firm change	Ibd to ibd
NATIONWIDE INVESTMENT ADVISORS, LLC	SECURITIES AMERICA ADVISORS, INC.	Jul 2, 2019	Jan 19, 2021	567	Firm change after gap	Ibd to ibd
MARINER WEALTH ADVISORS	NATIONWIDE INVESTMENT ADVISORS, LLC	Oct 1, 2010	Apr 4, 2013	916	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:8032:NE:2023-09-21	Sep 21, 2023	Sep 21, 2023	OMAHA, NE	Firm change

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Sep 21, 2023 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 19, 2021 to Sep 21, 2023factForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 4, 2013 to Jul 2, 2019factForm ADV
→ MARINER WEALTH ADVISORSRegistered adviserregistration: previous registration
May 22, 2008 to Oct 1, 2010factForm ADV

Dated events

Occurred
Sep 21, 2023
Advisor changed firm
Anthony Daniel left Securities America Advisors, Inc. for Commonwealth Financial Network (registered 2023-09-21)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7a53bb2-7959-1e29-72bf-15ca6d3aaf19
First observed: May 22, 2008
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANTHONY DANIEL

Advisor at COMMONWEALTH FINANCIAL NETWORK

Omaha, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c7a53bb2-7959-1e29-72bf-15ca6d3aaf19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Sep 21, 2023

n/a

yes

Omaha, NE

Current employment

SECURITIES AMERICA ADVISORS, INC.

Former SEC adviser

Jan 19, 2021

Sep 21, 2023

OMAHA, NE

Previous registration

NATIONWIDE INVESTMENT ADVISORS, LLC

Bd affiliated wealth

Apr 4, 2013

Jul 2, 2019

COLUMBUS, OH

Previous registration

MARINER WEALTH ADVISORS

Former SEC adviser

May 22, 2008

Oct 1, 2010

OVERLAND PARK, KS

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SECURITIES AMERICA ADVISORS, INC.

COMMONWEALTH FINANCIAL NETWORK

Sep 21, 2023

Firm change

Ibd to ibd

NATIONWIDE INVESTMENT ADVISORS, LLC

SECURITIES AMERICA ADVISORS, INC.

Jul 2, 2019

Jan 19, 2021

567

Firm change after gap

Ibd to ibd

MARINER WEALTH ADVISORS

NATIONWIDE INVESTMENT ADVISORS, LLC

Oct 1, 2010

Apr 4, 2013

916

Firm change after gap

Other

Team

Left

Joined

From

Kind

110518:8032:NE:2023-09-21

Sep 21, 2023

OMAHA, NE

Firm change