DFX Intelligence

J••••••• M••••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J••••••• M••••• F••

Advisor at P••••••• I••••••••• L••

EAST SYRACUSE, NY | Rochester, NY

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Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Aug 20, 1999 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• I••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• I••••••••• L••	Bd affiliated wealth	Jun 9, 2026	n/a	yes	EAST SYRACUSE, NY\|Rochester, NY	Current employment
M••••• S•••••• D• I•••	n/a	Aug 20, 1999	Aug 23, 2005	no	ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• D• I•••	P••••••• I••••••••• L••	Aug 23, 2005	Jun 9, 2026	7,595	Firm change after gap	Other

Relationships

Registered with (2)

→ P••••••• I••••••••• L••Registered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Aug 20, 1999 to Aug 23, 2005factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Only bookkeeping events name this entity; they are folded below.

Show 2 bookkeeping events

Occurred
Sep 22, 2026
••• Locked
Occurred
Sep 16, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 20, 1999
Last observed: Sep 23, 2026 24 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.