DFX Intelligence

M••••••• R••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M••••••• R••••• O••••••

Advisor at R•• C•••••• M••••••• L••

WAYZATA, MN | St Louis Park, MN

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Search this name across graphsid dfx:ria:c7b2bb61-c2fc-f2cd-74b2-1f47245147f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Sep 14, 2022	n/a	yes	WAYZATA, MN\|St Louis Park, MN	Current employment
F••• W••••• M•••••••••	Independent wealth	Mar 4, 2022	Jun 21, 2022	no	WAYZATA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• W••••• M•••••••••	R•• C•••••• M••••••• L••	Jun 21, 2022	Sep 14, 2022	85	Firm change	RIA to ibd

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Sep 14, 2022 to presentfactForm ADV
→ F••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 4, 2022 to Jun 21, 2022factForm ADV

Dated events

Occurred
Jun 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c7b2bb61-c2fc-f2cd-74b2-1f47245147f0
First observed: Mar 4, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.