DFX Intelligence
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F••• W••••• M••••••••• LLC, CRD 318201
WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B••••• J••••• G•••• | n/a | WAYZATA, MN | 4 | 19 | 2 | no |
| S•••• D•••••• A•••• | n/a | WAYZATA, MN | 4 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••• B•••••• J••••• | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | E | yes | 05/2019 | Jan 19, 2022 | Dec 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F••• I•••••••• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| F••• T••• P••• | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $517M | $371M | 39.6% | $133M | 57.1% | 18 | 18 | 4 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| F••••••••• I••••••••• A••••••• L•• | 2 | Jun 3, 2022 | Feb 22, 2022 | PHOENIX, AZ | Team lift out | RIA to new firm | 1.3% |
| F••••••••• I••••••••• A••••••• L•• | 6 | Jun 3, 2022 |
| no |
| D••••• C••••• | n/a | WAYZATA, MN | 4 | 14 | 3 | no |
| D••••• J•••• D•••• P••••• | n/a | WAYZATA, MN | 4 | 10 | 1 | no |
| A••••• M•••• M•••• | n/a | WAYZATA, MN | 4 | 14 | 2 | no |
| T•••••• W•••• M••••• | n/a | Orangeville, PA | WAYZATA, MN | 4 | 13 | n/a | no |
| D••••• J••••• L•••• | n/a | WAYZATA, MN | 4 | 11 | 1 | no |
| M••• A••••• K•••• | n/a | Polk City, IA | WAYZATA, MN | 4 | 16 | n/a | no |
| L••••• A•• B•••• | Certified Financial Planner | Eden, MN | WAYZATA, MN | 2 | 15 | 4 | no |
| G•••• A•• R••• | n/a | WAYZATA, MN | Lebanon, IN | 2 | 12 | 1 | no |
| A•••• L••• S••••••• | n/a | WAYZATA, MN | 1 | 11 | n/a | no |
| W•••••• H•••• R•••••• I•• | n/a | WAYZATA, MN | 0 | 10 | n/a | no |
| D••••• C•••• P••••••• | n/a | WAYZATA, MN | 0 | 10 | n/a | no |
| R••• J••• L••••• | n/a | WAYZATA, MN | 0 | 10 | n/a | no |
| $517M |
| $517M |
| 18 |
| 13 |
| 4 |
| n/a |
| n/a |
| 2024 | Mar 4, 2025 | $371M | $371M | 18 | 10 | 3 | n/a | n/a |
| 2023 | Mar 6, 2024 | $255M | $255M | 16 | 10 | 3 | n/a | n/a |
| 2022 | Feb 21, 2023 | $133M | $133M | 14 | 11 | 2 | n/a | n/a |
| WAYZATA, MN |
| Team lift out |
| RIA to new firm |
| 4.0% |