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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

NADEZHDA VLADLENOVNA LEAKE

Advisor at WELLS FARGO ADVISORS

HERRIMAN, UT | SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:c7b46681-cae1-d2ba-c8c1-3a443803295f

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2007 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 25, 2005
First registration: Nov 6, 2007
Dual registered: yes, broker-dealer
Other names: NADIA LEAKE|NADIA V LEAKE|NADEZHDA VLADLENOVNA SMIRNOVA-LEAKE
IAPD individual key: 4761865

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 22, 2016	n/a	yes	HERRIMAN, UT\|SALT LAKE CITY, UT	Current employment
MORGAN STANLEY	Wirehouse	Dec 20, 2013	Jul 1, 2014	no	SOUTH JORDAN, UT	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 19, 2010	Mar 23, 2012	no	ST. PAUL, MN	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 22, 2009	Apr 12, 2010	no	ST. PAUL, MN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 6, 2007	Jul 2, 2009	no	Clayton, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	WELLS FARGO ADVISORS	Jul 1, 2014	Mar 22, 2016	630	Firm change after gap	Wirehouse to wirehouse
RBC CAPITAL MARKETS, LLC	MORGAN STANLEY	Mar 23, 2012	Dec 20, 2013	637	Firm change after gap	Ibd to wirehouse
TRANSAMERICA FINANCIAL ADVISORS, LLC	RBC CAPITAL MARKETS, LLC	Apr 12, 2010	Apr 19, 2010	7	Firm change	Other
UBS FINANCIAL SERVICES INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jul 2, 2009	Oct 22, 2009	112	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 22, 2016 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 20, 2013 to Jul 1, 2014factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 19, 2010 to Mar 23, 2012factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 22, 2009 to Apr 12, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 6, 2007 to Jul 2, 2009factForm ADV

Dated events

No dated event names this entity yet.